# Universal Wealth Management LLC

> Universal Wealth Management LLC is a state-registered investment advisory firm in Surprise, AZ, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 8, 2026.

- CRD: 333585
- Filed as: UNIVERSAL WEALTH MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Surprise, AZ
- Filing period: October 2026
- Form ADV filing dated: September 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333585
- AdvisorCensus page: https://advisorcensus.com/firm/universal-wealth-management-llc-surprise-az-333585

## Quick answers

**How is Universal Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Universal Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Universal Wealth Management LLC located?**
Universal Wealth Management LLC's principal office is in Surprise, AZ, according to its Form ADV.

**Is Universal Wealth Management LLC registered with the SEC or a state?**
Universal Wealth Management LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 333585.

**How much does Universal Wealth Management LLC manage?**
Universal Wealth Management LLC reports $28,000,000 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (100% discretionary).

**What types of clients does Universal Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (137); high net worth individuals (8).

**Does Universal Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333585

**What changed in Universal Wealth Management LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $28,000,000
- Discretionary: $28,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 137 | $11,500,000 |
| High net worth individuals | 8 | $16,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (1 year)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- universalwealthmanagement.com

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Universal Wealth Management LLC (CRD 333585): Form ADV filing data as of October 2026.