# United Wealth Management, LLC

> United Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 133986
- Filed as: UNITED WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/133986
- AdvisorCensus page: https://advisorcensus.com/firm/united-wealth-management-llc-133986

## Quick answers

**How is United Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), United Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does United Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 9, 2026 states: Flat fee: $2,000 to $5,000 (an initial financial plan); Hourly rate: $400 an hour (reviews/updates to the plan). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is United Wealth Management, LLC registered with the SEC or a state?**
United Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 133986.

**How much does United Wealth Management, LLC manage?**
United Wealth Management, LLC reports $406,587,608 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**How have United Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for United Wealth Management, LLC: Regulatory assets under management: $165,000,000 in the October 2021 data and $406,587,608 in the October 2026 data, up 146%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does United Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (148); individuals (other than high net worth individuals) (109).

**Which custodians does United Wealth Management, LLC use?**
United Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does United Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133986

**What changed in United Wealth Management, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 4 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 9, 2026)

- Flat fee: $2,000 to $5,000 (an initial financial plan)

> We charge a non-negotiable fixed fee of between $2,000-$5,000 base don complexity

- Hourly rate: $400 an hour (reviews/updates to the plan)

> For clients that only receive financial planning services, we charge a non-negotiable fee of $400 per hour for reviews/updates to the plan.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $406,587,608
- Discretionary: $406,587,608
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 109 | $59,243,601 |
| High net worth individuals | 148 | $347,344,007 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, CO, FL, GA, IL, KS, MD, NC, NH, PA, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- unitedwealthmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $165,000,000 | 3 | January 13, 2021 |
| October 2022 | $205,099,000 | 3 | March 16, 2022 |
| October 2023 | $193,106,000 | 3 | September 14, 2023 |
| October 2024 | $237,277,746 | 4 | February 12, 2024 |
| October 2025 | $311,108,698 | 5 | April 9, 2025 |
| October 2026 | $406,587,608 | 6 | September 29, 2026 |

Regulatory assets under management: $165,000,000 in the October 2021 data and $406,587,608 in the October 2026 data, up 146%.
Total employees: 3 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 4 to 5.

### April 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Regulatory assets under management went from $311,108,698 to $406,587,608 (+31%).
- Registered or notice-filed in GA, NH, SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. United Wealth Management, LLC (CRD 133986): Form ADV filing data as of October 2026.