{ "crd_number": 300533, "slug": "united-value-capital-llc-300533", "primary_business_name": "UNITED VALUE CAPITAL, LLC", "legal_name": "UNITED VALUE CAPITAL, LLC", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-12-13", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-09-08", "carried_forward": false, "raum_total": 122000000.0, "raum_discretionary": 122000000.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "insurance_companies": { "raum": 55000000.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 67000000.0, "count": 8 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://unitedvaluecapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300533", "city_as_filed": null, "url": "https://advisorcensus.com/firm/united-value-capital-llc-300533", "display_name": "United Value Capital, LLC", "summary": "United Value Capital, LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 8, 2026.", "citation": "AdvisorCensus. United Value Capital, LLC (CRD 300533): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is United Value Capital, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), United Value Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Is United Value Capital, LLC registered with the SEC or a state?", "a": "United Value Capital, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 300533." }, { "q": "How much does United Value Capital, LLC manage?", "a": "United Value Capital, LLC reports $122,000,000 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (100% discretionary)." }, { "q": "How have United Value Capital, LLC's assets and staff changed since 2025?", "a": "In the Form ADV data for United Value Capital, LLC: Regulatory assets under management: $132,800,000 in the October 2025 data and $122,000,000 in the October 2026 data, down 8%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does United Value Capital, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (8)." }, { "q": "Which custodians does United Value Capital, LLC use?", "a": "United Value Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC and U.S. Bank National Association as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does United Value Capital, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300533" } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 132800000.0, "total_employees": 1, "filing_date": "2025-03-14" }, { "period": "2026-10-01", "regulatory_assets_under_management": 122000000.0, "total_employees": 1, "filing_date": "2026-09-08" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Interactive Brokers LLC", "name_as_filed": "INTERACTIVE BROKERS LLC", "affiliated": false }, { "name": "U.S. Bank National Association", "name_as_filed": "U.S. BANK NATIONAL ASSOCIATION", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/united-value-capital-llc-300533.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 8, "fewer_than_5": false, "raum": 67000000.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 55000000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300533", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }