{
  "crd_number": 157755,
  "slug": "united-capital-management-of-kansas-inc-salina-ks-157755",
  "primary_business_name": "UNITED CAPITAL MANAGEMENT OF KANSAS, INC.",
  "legal_name": "UNITED CAPITAL MANAGEMENT OF KANSAS, INC.",
  "dbas": [
    "UNITED CAPITAL MANAGEMENT"
  ],
  "city": "Salina",
  "state": "KS",
  "country": "United States",
  "cbsa_code": "41460",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-08-11",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-09-10",
  "carried_forward": false,
  "raum_total": 884829122.0,
  "raum_discretionary": 827308320.0,
  "raum_non_discretionary": 57520802.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 46,
  "advisory_employees": 23,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 23123947.0,
      "count": 16
    },
    "individuals": {
      "raum": 261555475.0,
      "count": 1286
    },
    "pension_profit_sharing": {
      "raum": 11355204.0,
      "count": 6
    },
    "high_net_worth_individuals": {
      "raum": 547372774.0,
      "count": 316
    },
    "pooled_investment_vehicles": {
      "raum": 31229326.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 10192396.0,
      "count": 30
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "KS",
    "MI",
    "MO",
    "NC",
    "NE",
    "OK",
    "TN",
    "TX",
    "WI"
  ],
  "websites": [
    "https://facebook.com/UNITEDCAPITALMANAGEMENTOFKANSASINC",
    "https://linkedin.com/company/unitedcapitalmanagementofkansasinc.",
    "https://ucmofkansas.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157755",
  "disclosure_items": [
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "SALINA",
  "url": "https://advisorcensus.com/firm/united-capital-management-of-kansas-inc-salina-ks-157755",
  "display_name": "United Capital Management of Kansas, Inc.",
  "summary": "United Capital Management of Kansas, Inc. is an SEC-registered investment advisory firm in Salina, KS, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 10, 2026.",
  "citation": "AdvisorCensus. United Capital Management of Kansas, Inc. (CRD 157755): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is United Capital Management of Kansas, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), United Capital Management of Kansas, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "Where is United Capital Management of Kansas, Inc. located?",
      "a": "United Capital Management of Kansas, Inc.'s principal office is in Salina, KS, according to its Form ADV; the October 2026 filing also lists 10 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is United Capital Management of Kansas, Inc. registered with the SEC or a state?",
      "a": "United Capital Management of Kansas, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 157755."
    },
    {
      "q": "How much does United Capital Management of Kansas, Inc. manage?",
      "a": "United Capital Management of Kansas, Inc. reports $884,829,122 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (93% discretionary)."
    },
    {
      "q": "How have United Capital Management of Kansas, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for United Capital Management of Kansas, Inc.: Regulatory assets under management: $297,440,399 in the October 2021 data and $884,829,122 in the October 2026 data, up 197%. Total employees: 31 in October 2021 and 46 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does United Capital Management of Kansas, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,286); high net worth individuals (316); corporations or other businesses not listed above (30)."
    },
    {
      "q": "Which custodians does United Capital Management of Kansas, Inc. use?",
      "a": "United Capital Management of Kansas, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does United Capital Management of Kansas, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157755"
    },
    {
      "q": "What changed in United Capital Management of Kansas, Inc.'s recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 297440399.0,
      "total_employees": 31,
      "filing_date": "2021-08-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 364803551.0,
      "total_employees": 32,
      "filing_date": "2022-07-20"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 304638394.0,
      "total_employees": 30,
      "filing_date": "2023-04-19"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 459772246.0,
      "total_employees": 31,
      "filing_date": "2024-07-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 669663839.0,
      "total_employees": 35,
      "filing_date": "2025-05-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 884829122.0,
      "total_employees": 46,
      "filing_date": "2026-09-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in NC."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name United Capital Management.",
        "Employees performing advisory functions went from 18 to 23.",
        "Regulatory assets under management went from $669,663,839 to $884,829,122 (+32%).",
        "Added an office in North Richland Hills, TX.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Registered or notice-filed in GA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$50",
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $50"
        ],
        "quotes": [
          "In addition, there is an overriding minimum fee of $50 per account on an annual basis."
        ]
      }
    ],
    "quotes": [
      "In addition, there is an overriding minimum fee of $50 per account on an annual basis."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/united-capital-management-of-kansas-inc-salina-ks-157755.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1286,
      "fewer_than_5": false,
      "raum": 261555475.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 316,
      "fewer_than_5": false,
      "raum": 547372774.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 31229326.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 11355204.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 16,
      "fewer_than_5": false,
      "raum": 23123947.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 30,
      "fewer_than_5": false,
      "raum": 10192396.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157755",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}