# United Brokerage Services Inc

> United Brokerage Services Inc is an SEC-registered investment advisory firm in Parkersburg, WV, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.

- CRD: 39062
- Filed as: UNITED BROKERAGE SERVICES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Parkersburg, WV
- Filing period: October 2026
- Form ADV filing dated: April 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/39062
- AdvisorCensus page: https://advisorcensus.com/firm/united-brokerage-services-inc-parkersburg-wv-39062

## Quick answers

**How is United Brokerage Services Inc compensated?**
On its Form ADV (Item 5.E, October 2026), United Brokerage Services Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is United Brokerage Services Inc located?**
United Brokerage Services Inc's principal office is in Parkersburg, WV, according to its Form ADV; the May 2026 filing also lists 22 other offices (Schedule D, Section 1.F).

**Is United Brokerage Services Inc registered with the SEC or a state?**
United Brokerage Services Inc is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 39062.

**How much does United Brokerage Services Inc manage?**
United Brokerage Services Inc reports $372,273,451 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (0% discretionary).

**How have United Brokerage Services Inc's assets and staff changed since 2021?**
In the Form ADV data for United Brokerage Services Inc: Regulatory assets under management: $203,445,306 in the October 2021 data and $372,273,451 in the October 2026 data, up 83%. Total employees: 95 in October 2021 and 95 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does United Brokerage Services Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,319); high net worth individuals (49); corporations or other businesses not listed above (22).

**Which custodians does United Brokerage Services Inc use?**
United Brokerage Services Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does United Brokerage Services Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/39062

**What changed in United Brokerage Services Inc's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $372,273,451
- Discretionary: $0
- Non-discretionary: $372,273,451

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,319 | $286,292,275 |
| High net worth individuals | 49 | $61,547,576 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | 22 | $24,433,600 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 95 total, 55 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, DC, FL, GA, HI, KY, MD, NC, NJ, NY, OH, PA, SC, TN, TX, VA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Arlington, VA
- Beckley, WV
- Bethesda, MD
- Charles Town, WV
- Charleston, WV
- Charlottesville, VA
- Dunbar, WV
- Fairfax, VA
- Hagerstown, WV
- Martinsburg, WV
- McLean, VA
- Morgantown, WV
- Moundsville, WV
- Ripley, WV
- Rockville, MD
- Summersville, WV
- Uniontown, PA
- Vienna, VA
- Vienna, WV
- Washiington, DC
- Weirton, WV
- Wheeling, WV

### Websites listed on Form ADV (Item 1.I)
- united-brokerage.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $203,445,306 | 95 | March 29, 2021 |
| October 2022 | $286,095,083 | 108 | July 8, 2022 |
| October 2023 | $229,449,080 | 100 | September 5, 2023 |
| October 2024 | $249,745,693 | 101 | March 26, 2024 |
| October 2025 | $389,130,559 | 101 | April 4, 2025 |
| October 2026 | $372,273,451 | 95 | April 10, 2026 |

Regulatory assets under management: $203,445,306 in the October 2021 data and $372,273,451 in the October 2026 data, up 83%.
Total employees: 95 in October 2021 and 95 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in TN.

### April 2026
- Employees performing advisory functions went from 53 to 55.
- Changed its office addresses in Arlington, VA.
- Changed its office addresses in Fairfax, VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. United Brokerage Services Inc (CRD 39062): Form ADV filing data as of October 2026.