{
  "crd_number": 324205,
  "slug": "united-advisor-group-cincinnati-oh-324205",
  "primary_business_name": "UNITED ADVISOR GROUP",
  "legal_name": "UNITED ADVISOR GROUP, LLC",
  "dbas": [
    "ASCENSION FINANCIAL PARTNERS",
    "BHT WEALTH MANAGEMENT",
    "BOVE CONNOLLY TAYLOR FINANCIAL GROUP",
    "CAPITAL T PARTNERS",
    "COLLIER WEALTH & CO",
    "CONFIDENCE FINANCIAL",
    "DESERT GROVE INVESTMENTS",
    "FLAT IRON WEALTH MANAGEMENT",
    "FRONTLINE WEALTH CARE",
    "FTACEK FINANCIAL SERVICES",
    "INSIGHT WEALTH MANAGEMENT",
    "IRONSIDE STRATEGIES",
    "JOSEPH WEALTH FINANCIAL SERVICES",
    "KO-ADVISORS",
    "LEGACY WEALTH MANAGEMENT, INC.",
    "MIAMI VALLEY FINANCIAL PARTNERS",
    "MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH",
    "MODERN WEALTH METHODS",
    "MUSTARD MONEY, LLC",
    "PLUM CREEK WEALTH ADVISORS",
    "PQX PLANNING & WEALTH MANAGEMENT",
    "RIGHTSELL & COMPANY",
    "STRATEGIC FINANCIAL",
    "TASIK FINANCIAL STRATEGIES",
    "TREVINO FINANCIAL GROUP",
    "WEALTH BY DESIGN",
    "WEALTH SYNC PARTNERS"
  ],
  "city": "Cincinnati",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17140",
  "metro": {
    "cbsa_code": "17140",
    "common_name": "Cincinnati",
    "msa_name": "Cincinnati, OH-KY-IN",
    "path": "/advisors/oh/cincinnati"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-01-05",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-04-20",
  "carried_forward": false,
  "raum_total": 1426464988.0,
  "raum_discretionary": 1311440382.0,
  "raum_non_discretionary": 115024606.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 69,
  "advisory_employees": 51,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 10092692.0,
      "count": 18
    },
    "individuals": {
      "raum": 681626081.0,
      "count": 5013
    },
    "pension_profit_sharing": {
      "raum": 13586519.0,
      "count": 29
    },
    "high_net_worth_individuals": {
      "raum": 689798937.0,
      "count": 1382
    },
    "corporations_other_businesses": {
      "raum": 31360759.0,
      "count": 158
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "AK",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "FL",
    "GA",
    "HI",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA"
  ],
  "websites": [
    "https://ascensionfp.com",
    "https://desertgroveinvestments.com",
    "https://flatiron-wealth.com",
    "https://frontlinewealthmgmt.com",
    "https://ftacekfinancial.com",
    "https://howardrightsell.com",
    "https://insightteamaz.com",
    "https://investmfg.com",
    "https://joseph-wealth.com/advisors",
    "https://ko-advisors.com",
    "https://legacywealth.us.com",
    "https://modwealthmethods.com",
    "https://mustardmoney.com",
    "https://mvfp.net",
    "https://orcuttfinancial.com",
    "https://plumcreekwealth.com",
    "https://tasikfinancial.com",
    "https://thestrategicfinancial.com",
    "https://thr3eewp.com",
    "https://trevinofinancialgroup.co",
    "https://uagria.com",
    "https://wealthbydesign.online",
    "https://wealthsyncpartners.com",
    "https://zayawealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324205",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "CINCINNATI",
  "url": "https://advisorcensus.com/firm/united-advisor-group-cincinnati-oh-324205",
  "display_name": "United Advisor Group",
  "summary": "United Advisor Group is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 20, 2026.",
  "citation": "AdvisorCensus. United Advisor Group (CRD 324205): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is United Advisor Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), United Advisor Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is United Advisor Group located?",
      "a": "United Advisor Group's principal office is in Cincinnati, OH, according to its Form ADV; the May 2026 filing also lists 22 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is United Advisor Group registered with the SEC or a state?",
      "a": "United Advisor Group is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324205."
    },
    {
      "q": "How much does United Advisor Group manage?",
      "a": "United Advisor Group reports $1,426,464,988 in regulatory assets under management in its Form ADV filing dated April 20, 2026 (92% discretionary)."
    },
    {
      "q": "How have United Advisor Group's assets and staff changed since 2023?",
      "a": "In the Form ADV data for United Advisor Group: Regulatory assets under management: $203,750,000 in the October 2023 data and $1,426,464,988 in the October 2026 data, up 600%. Total employees: 27 in October 2023 and 69 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does United Advisor Group serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5,013); high net worth individuals (1,382); corporations or other businesses not listed above (158)."
    },
    {
      "q": "Which custodians does United Advisor Group use?",
      "a": "United Advisor Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Goldman Sachs Custody Solutions and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does United Advisor Group report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324205"
    },
    {
      "q": "What changed in United Advisor Group's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Its Item 11 disclosure answers changed (now yes: 11.D(2); now no: 11.C(4))."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 203750000.0,
      "total_employees": 27,
      "filing_date": "2023-09-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 578774254.0,
      "total_employees": 35,
      "filing_date": "2024-08-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1091628945.0,
      "total_employees": 61,
      "filing_date": "2025-05-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1426464988.0,
      "total_employees": 69,
      "filing_date": "2026-04-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Its Item 11 disclosure answers changed (now yes: 11.D(2); now no: 11.C(4))."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "No longer lists the business name Benefit Financial Services.",
        "No longer lists the business name Vertical Wealth Planning.",
        "No longer lists the business name Legacy Wealth Management.",
        "No longer lists the business name Joseph Wealth Management.",
        "No longer lists the business name Orcutt Companies.",
        "Added the business name Joseph Wealth Financial Services.",
        "Added the business name Collier Wealth & Co.",
        "Item 11 disclosure answers changed: 3 yes answers, previously 2 (now yes: 11.E(4)).",
        "Employees performing advisory functions went from 43 to 51.",
        "Regulatory assets under management went from $1,091,628,945 to $1,426,464,988 (+31%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Registered or notice-filed in RI."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Added the business name BHT Wealth Management.",
        "Added the business name Capital T Partners.",
        "Added the business name Confidence Financial.",
        "Added the business name Insight Wealth Management.",
        "Added the business name Joseph Wealth Management.",
        "Added the business name Michiana Financial Partners, LLC DBA Zaya Wealth.",
        "Added the business name Modern Wealth Methods.",
        "Added the business name Orcutt Companies.",
        "Added the business name PQX Planning & Wealth Management.",
        "Added the business name Tasik Financial Strategies.",
        "Added the business name Trevino Financial Group.",
        "Added the business name Wealth Sync Partners.",
        "No longer lists the business name Murphy Financial Group.",
        "No longer lists the business name RJ Beucler Financial.",
        "No longer lists the business name Sorensen Financial.",
        "No longer lists the business name Sunset Wealth Management.",
        "Changed its office addresses in Stafford, AZ.",
        "Added an office in Downers Grove, IL.",
        "Added an office in South Bend, IN.",
        "Added an office in Tampa, FL.",
        "Added an office in Waverly Hall, GA.",
        "No longer lists an office in Alexandria, VA.",
        "No longer lists an office in Brighton, MI.",
        "No longer lists an office in Castle Rock, CO.",
        "No longer lists an office in Cincinnati, OH.",
        "No longer lists an office in Myrtle Beach, SC.",
        "No longer lists an office in Union, KY."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Goldman Sachs Custody Solutions",
      "name_as_filed": "GOLDMAN SACHS CUSTODY SOLUTIONS",
      "affiliated": false
    },
    {
      "name": "SEI Investments Distribution Co.",
      "name_as_filed": "SEI INVESTMENTS DISTRIBUTION CO.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/united-advisor-group-cincinnati-oh-324205.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 5013,
      "fewer_than_5": false,
      "raum": 681626081.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1382,
      "fewer_than_5": false,
      "raum": 689798937.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 29,
      "fewer_than_5": false,
      "raum": 13586519.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 18,
      "fewer_than_5": false,
      "raum": 10092692.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 158,
      "fewer_than_5": false,
      "raum": 31360759.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324205",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}