{ "crd_number": 150893, "slug": "unison-investment-management-llc-san-francisco-ca-150893", "primary_business_name": "UNISON INVESTMENT MANAGEMENT, LLC", "legal_name": "UNISON INVESTMENT MANAGEMENT, LLC", "dbas": [], "city": "San Francisco", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-02-10", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-09-29", "carried_forward": false, "raum_total": 1614162010.0, "raum_discretionary": 1614162010.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 12, "advisory_employees": 12, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1614162010.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://linkedin.com/UNISON-INVESTMENT-MANAGEMENT", "https://twitter.com/UNISON_IM", "https://unisonim.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150893", "city_as_filed": "SAN FRANCISCO", "url": "https://advisorcensus.com/firm/unison-investment-management-llc-san-francisco-ca-150893", "display_name": "Unison Investment Management, LLC", "summary": "Unison Investment Management, LLC is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 29, 2026.", "citation": "AdvisorCensus. Unison Investment Management, LLC (CRD 150893): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Unison Investment Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Unison Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Unison Investment Management, LLC located?", "a": "Unison Investment Management, LLC's principal office is in San Francisco, CA, according to its Form ADV." }, { "q": "Is Unison Investment Management, LLC registered with the SEC or a state?", "a": "Unison Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 150893." }, { "q": "How much does Unison Investment Management, LLC manage?", "a": "Unison Investment Management, LLC reports $1,614,162,010 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary)." }, { "q": "How have Unison Investment Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Unison Investment Management, LLC: Regulatory assets under management: $851,072,868 in the October 2021 data and $1,614,162,010 in the October 2026 data, up 90%. Total employees: 20 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Unison Investment Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does Unison Investment Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150893" }, { "q": "What changed in Unison Investment Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 18 to 12. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 851072868.0, "total_employees": 20, "filing_date": "2021-04-02" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1490279992.0, "total_employees": 45, "filing_date": "2022-06-14" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1644402965.0, "total_employees": 20, "filing_date": "2023-04-03" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1639448333.0, "total_employees": 20, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1685557326.0, "total_employees": 18, "filing_date": "2025-06-23" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1614162010.0, "total_employees": 12, "filing_date": "2026-09-29" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 18 to 12.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/unison-investment-management-llc-san-francisco-ca-150893.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 1614162010.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150893", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }