# Unique Wealth, LLC

> Unique Wealth, LLC is an SEC-registered investment advisory firm in Tampa, FL, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 6, 2026.

- CRD: 312462
- Filed as: UNIQUE WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: August 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312462
- AdvisorCensus page: https://advisorcensus.com/firm/unique-wealth-llc-tampa-fl-312462

## Quick answers

**How is Unique Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Unique Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Unique Wealth, LLC located?**
Unique Wealth, LLC's principal office is in Tampa, FL, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Unique Wealth, LLC registered with the SEC or a state?**
Unique Wealth, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312462.

**How much does Unique Wealth, LLC manage?**
Unique Wealth, LLC reports $965,627,008 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (100% discretionary).

**How have Unique Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Unique Wealth, LLC: Regulatory assets under management: $480,886,359 in the October 2021 data and $965,627,008 in the October 2026 data, up 101%. Total employees: 10 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Unique Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (531); high net worth individuals (276); pension and profit sharing plans (but not the plan participants or government pension plans) (27).

**Which custodians does Unique Wealth, LLC use?**
Unique Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Unique Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312462

**What changed in Unique Wealth, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 11 to 12. Regulatory assets under management went from $766,513,740 to $965,627,008 (+26%). Registered or notice-filed in CO. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $965,627,008
- Discretionary: $965,627,008
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 531 | $292,385,109 |
| High net worth individuals | 276 | $625,576,513 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 27 | $29,484,883 |
| Corporations or other businesses not listed above | 12 | $18,180,503 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 15 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, CO, FL, GA, LA, NC, NE, NH, NJ, NY, PA, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Clearwater, FL

### Websites listed on Form ADV (Item 1.I)
- uniquewealth.com
- Facebook @uniquewealthtampa
- Instagram @uniquewealthtampa
- LinkedIn @unique-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $480,886,359 | 10 | August 19, 2021 |
| October 2022 | $528,480,456 | 13 | August 22, 2022 |
| October 2023 | $486,588,853 | 10 | June 26, 2023 |
| October 2024 | $626,488,465 | 10 | August 27, 2024 |
| October 2025 | $766,513,740 | 12 | June 6, 2025 |
| October 2026 | $965,627,008 | 15 | August 6, 2026 |

Regulatory assets under management: $480,886,359 in the October 2021 data and $965,627,008 in the October 2026 data, up 101%.
Total employees: 10 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 11 to 12.
- Regulatory assets under management went from $766,513,740 to $965,627,008 (+26%).
- Registered or notice-filed in CO.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Unique Wealth, LLC (CRD 312462): Form ADV filing data as of October 2026.