{ "crd_number": 285154, "slug": "union-capital-associates-l-p-greenwich-ct-285154", "primary_business_name": "UNION CAPITAL ASSOCIATES, L.P.", "legal_name": "UNION CAPITAL ASSOCIATES, L.P.", "dbas": [], "city": "Greenwich", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-10-06", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 721532007.0, "raum_discretionary": 721532007.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 28, "advisory_employees": 26, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 721532007.0, "count": 5 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT" ], "websites": [ "https://linkedin.com/company/unioncapitalassociatesllc", "https://unioncapitalassociates.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285154", "city_as_filed": "GREENWICH", "url": "https://advisorcensus.com/firm/union-capital-associates-l-p-greenwich-ct-285154", "display_name": "Union Capital Associates, L.P.", "summary": "Union Capital Associates, L.P. is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Union Capital Associates, L.P. (CRD 285154): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Union Capital Associates, L.P. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Union Capital Associates, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Union Capital Associates, L.P. located?", "a": "Union Capital Associates, L.P.'s principal office is in Greenwich, CT, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Union Capital Associates, L.P. registered with the SEC or a state?", "a": "Union Capital Associates, L.P. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285154." }, { "q": "How much does Union Capital Associates, L.P. manage?", "a": "Union Capital Associates, L.P. reports $721,532,007 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Union Capital Associates, L.P.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Union Capital Associates, L.P.: Regulatory assets under management: $262,601,288 in the October 2021 data and $721,532,007 in the October 2026 data, up 175%. Total employees: 18 in October 2021 and 28 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Union Capital Associates, L.P. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5)." }, { "q": "Does Union Capital Associates, L.P. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285154" }, { "q": "What changed in Union Capital Associates, L.P.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 22 to 26." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 262601288.0, "total_employees": 18, "filing_date": "2021-03-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 659258980.0, "total_employees": 19, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 798383563.0, "total_employees": 20, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 996951581.0, "total_employees": 23, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 694548662.0, "total_employees": 24, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 721532007.0, "total_employees": 28, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 22 to 26." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/union-capital-associates-l-p-greenwich-ct-285154.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 5, "fewer_than_5": false, "raum": 721532007.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285154", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }