# Unio Capital LLC

> Unio Capital LLC is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 166483
- Filed as: UNIO CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166483
- AdvisorCensus page: https://advisorcensus.com/firm/unio-capital-llc-princeton-nj-166483

## Quick answers

**How is Unio Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Unio Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Unio Capital LLC located?**
Unio Capital LLC's principal office is in Princeton, NJ, according to its Form ADV.

**Is Unio Capital LLC registered with the SEC or a state?**
Unio Capital LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 166483.

**How much does Unio Capital LLC manage?**
Unio Capital LLC reports $691,463,102 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Unio Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Unio Capital LLC: Regulatory assets under management: $221,957,908 in the October 2021 data and $691,463,102 in the October 2026 data, up 212%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Unio Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (68); individuals (other than high net worth individuals) (20); other (17).

**Which custodians does Unio Capital LLC use?**
Unio Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon Capital Markets, LLC, Charles Schwab & Co., Inc. and Northern Trust Securities, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Unio Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166483

**What changed in Unio Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $315,428,036 to $691,463,102 (+119%). Registered or notice-filed in MA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon Capital Markets, LLC
- Charles Schwab & Co., Inc.
- Northern Trust Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $691,463,102
- Discretionary: $691,463,102
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $6,627,849 |
| High net worth individuals | 68 | $225,153,116 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $143,735,027 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $10,313,093 |
| Charitable organizations | 4 | $279,082,887 |
| Corporations or other businesses not listed above | 1 | $12,302,387 |
| Other | 17 | $14,248,743 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2016 (9 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- uniocapital.com
- LinkedIn @unio-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $221,957,908 | 5 | September 1, 2021 |
| October 2022 | $275,352,293 | 5 | March 29, 2022 |
| October 2023 | $187,862,489 | 6 | March 30, 2023 |
| October 2024 | $219,755,889 | 6 | September 16, 2024 |
| October 2025 | $315,428,036 | 6 | March 27, 2025 |
| October 2026 | $691,463,102 | 8 | March 30, 2026 |

Regulatory assets under management: $221,957,908 in the October 2021 data and $691,463,102 in the October 2026 data, up 212%.
Total employees: 5 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $315,428,036 to $691,463,102 (+119%).
- Registered or notice-filed in MA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Unio Capital LLC (CRD 166483): Form ADV filing data as of October 2026.