# Unigestion (US) Ltd

> Unigestion (US) Ltd is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 305038
- Filed as: UNIGESTION (US) LTD
- Also doing business as: UNIGESTION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/305038
- AdvisorCensus page: https://advisorcensus.com/firm/unigestion-us-ltd-new-york-ny-305038

## Quick answers

**How is Unigestion (US) Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), Unigestion (US) Ltd reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Unigestion (US) Ltd located?**
Unigestion (US) Ltd's principal office is in New York, NY, according to its Form ADV.

**Is Unigestion (US) Ltd registered with the SEC or a state?**
Unigestion (US) Ltd is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 305038.

**How much does Unigestion (US) Ltd manage?**
Unigestion (US) Ltd reports $2,453,870,000 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (10% discretionary).

**How have Unigestion (US) Ltd's assets and staff changed since 2021?**
In the Form ADV data for Unigestion (US) Ltd: Regulatory assets under management: $1,620,700,000 in the October 2021 data and $2,453,870,000 in the October 2026 data, up 51%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Unigestion (US) Ltd serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (18); corporations or other businesses not listed above (8); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Unigestion (US) Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305038

**What changed in Unigestion (US) Ltd's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $2,453,870,000
- Discretionary: $255,530,000
- Non-discretionary: $2,198,340,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 18 | $1,898,560,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $255,530,000 |
| Corporations or other businesses not listed above | 8 | $299,780,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (6 years)
- Employees: 9 total, 6 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- unigestion.com
- LinkedIn @UNIGESTION
- X @UNIGESTION

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,620,700,000 | 8 | March 31, 2021 |
| October 2022 | $2,167,300,000 | 8 | March 30, 2022 |
| October 2023 | $2,628,000,000 | 8 | March 31, 2023 |
| October 2024 | $2,692,090,000 | 9 | April 30, 2024 |
| October 2025 | $2,813,720,000 | 8 | March 31, 2025 |
| October 2026 | $2,453,870,000 | 9 | June 9, 2026 |

Regulatory assets under management: $1,620,700,000 in the October 2021 data and $2,453,870,000 in the October 2026 data, up 51%.
Total employees: 8 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Regulatory assets under management went from $2,813,720,000 to $2,326,070,000 (-17%).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Unigestion (US) Ltd (CRD 305038): Form ADV filing data as of October 2026.