# Unifi Asset Management LP

> Unifi Asset Management LP is an SEC-registered investment advisory firm in New York, NY, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 15, 2026.

- CRD: 330942
- Filed as: UNIFI ASSET MANAGEMENT LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330942
- AdvisorCensus page: https://advisorcensus.com/firm/unifi-asset-management-lp-new-york-ny-330942

## Quick answers

**How is Unifi Asset Management LP compensated?**
On its Form ADV (Item 5.E, October 2026), Unifi Asset Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**How much does Unifi Asset Management LP charge?**
Its Form ADV Part 2A brochure dated June 29, 2026 states: Asset-based fee: 0.5% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Unifi Asset Management LP located?**
Unifi Asset Management LP's principal office is in New York, NY, according to its Form ADV.

**Is Unifi Asset Management LP registered with the SEC or a state?**
Unifi Asset Management LP is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330942.

**How much does Unifi Asset Management LP manage?**
Unifi Asset Management LP reports $2,541,563,595 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary).

**How have Unifi Asset Management LP's assets and staff changed since 2024?**
In the Form ADV data for Unifi Asset Management LP: Regulatory assets under management: $0 in the October 2024 data and $2,541,563,595 in the October 2026 data. Total employees: 10 in October 2024 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Unifi Asset Management LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Which custodians does Unifi Asset Management LP use?**
Unifi Asset Management LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Unifi Asset Management LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330942

**What changed in Unifi Asset Management LP's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated June 29, 2026)

- Asset-based fee: 0.5% to 1.75% a year (a range, as the brochure states it)

> As a general matter, the Clients pay the Adviser an asset-based investment management fee each month in advance ranging from 0.50% to 1.75% per annum based on the value of the net assets of the respective Client on the first business day of each month (the "Management Fee").

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,541,563,595
- Discretionary: $2,541,563,595
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $1,563,746,629 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | Fewer than 5 | $977,816,966 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 16 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [unifiam.com](https://unifiam.com)
- LinkedIn @unifi-asset-management-lp

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 10 | September 24, 2024 |
| October 2025 | $120,007,594 | 12 | March 25, 2025 |
| October 2026 | $2,541,563,595 | 16 | September 15, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $2,541,563,595 in the October 2026 data.
Total employees: 10 in October 2024 and 16 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### July 2026
- Regulatory assets under management went from $4,297,926,917 to $2,541,563,595 (-41%).
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $120,007,594 to $4,297,926,917 (+3481%).
- Employees performing advisory functions went from 4 to 6.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Unifi Asset Management LP (CRD 330942): Form ADV filing data as of October 2026.