# Unfcu Advisors LLC

> Unfcu Advisors LLC is an SEC-registered investment advisory firm in Long Island City, NY, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 136572
- Filed as: UNFCU ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Long Island City, NY
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/136572
- AdvisorCensus page: https://advisorcensus.com/firm/unfcu-advisors-llc-long-island-city-ny-136572

## Quick answers

**How is Unfcu Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Unfcu Advisors LLC reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Unfcu Advisors LLC located?**
Unfcu Advisors LLC's principal office is in Long Island City, NY, according to its Form ADV.

**Is Unfcu Advisors LLC registered with the SEC or a state?**
Unfcu Advisors LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 136572.

**How much does Unfcu Advisors LLC manage?**
Unfcu Advisors LLC reports $30,432,825 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Unfcu Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Unfcu Advisors LLC: Regulatory assets under management: $89,970,431 in the October 2021 data and $30,432,825 in the October 2026 data, down 66%. Total employees: 15 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Which custodians does Unfcu Advisors LLC use?**
Unfcu Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Bank of New York Mellon as a custodian holding 10% or more of its separately managed account assets.

**Does Unfcu Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136572

**Does Unfcu Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "UNFCU Advisors does not currently impose a minimum portfolio size or minimum fee to manage accounts."

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Account minimum: None

> UNFCU Advisors does not currently impose a minimum portfolio size or minimum fee to manage accounts.

- Minimum annual fee: None

> UNFCU Advisors does not currently impose a minimum portfolio size or minimum fee to manage accounts.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $30,432,825
- Discretionary: $30,432,825
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Banking or thrift institutions | Fewer than 5 | $30,432,825 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $89,970,431 | 15 | August 20, 2021 |
| October 2022 | $106,053,902 | 14 | March 30, 2022 |
| October 2023 | $30,890,633 | 5 | February 7, 2023 |
| October 2024 | $32,336,642 | 5 | February 16, 2024 |
| October 2025 | $31,768,224 | 4 | March 20, 2025 |
| October 2026 | $30,432,825 | 4 | March 20, 2026 |

Regulatory assets under management: $89,970,431 in the October 2021 data and $30,432,825 in the October 2026 data, down 66%.
Total employees: 15 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Unfcu Advisors LLC (CRD 136572): Form ADV filing data as of October 2026.