# Ulta Wealth Management, LLC

> Ulta Wealth Management, LLC is an SEC-registered investment advisory firm in Las Vegas, NV, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.

- CRD: 310879
- Filed as: ULTA WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Las Vegas, NV
- Filing period: October 2026
- Form ADV filing dated: February 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310879
- AdvisorCensus page: https://advisorcensus.com/firm/ulta-wealth-management-llc-las-vegas-nv-310879

## Quick answers

**How is Ulta Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ulta Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Ulta Wealth Management, LLC located?**
Ulta Wealth Management, LLC's principal office is in Las Vegas, NV, according to its Form ADV.

**Is Ulta Wealth Management, LLC registered with the SEC or a state?**
Ulta Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 310879.

**How much does Ulta Wealth Management, LLC manage?**
Ulta Wealth Management, LLC reports $146,470,000 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (52% discretionary).

**How have Ulta Wealth Management, LLC's assets and staff changed since 2023?**
In the Form ADV data for Ulta Wealth Management, LLC: Regulatory assets under management: $110,836,623 in the October 2023 data and $146,470,000 in the October 2026 data, up 32%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ulta Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (24); individuals (other than high net worth individuals) (3).

**Which custodians does Ulta Wealth Management, LLC use?**
Ulta Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Ulta Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310879

**What changed in Ulta Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $132,408,398 to $146,470,000 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $146,470,000
- Discretionary: $76,715,239
- Non-discretionary: $69,754,761

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $1,339,254 |
| High net worth individuals | 24 | $145,130,746 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ultawealth.com
- LinkedIn @kenneth-templeton-ii-85854522

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $110,836,623 | 1 | June 13, 2023 |
| October 2024 | $118,927,619 | 1 | March 13, 2024 |
| October 2025 | $132,408,398 | 1 | February 7, 2025 |
| October 2026 | $146,470,000 | 1 | February 9, 2026 |

Regulatory assets under management: $110,836,623 in the October 2023 data and $146,470,000 in the October 2026 data, up 32%.
Total employees: 1 in October 2023 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $132,408,398 to $146,470,000 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ulta Wealth Management, LLC (CRD 310879): Form ADV filing data as of October 2026.