{
  "crd_number": 310879,
  "slug": "ulta-wealth-management-llc-las-vegas-nv-310879",
  "primary_business_name": "ULTA WEALTH MANAGEMENT, LLC",
  "legal_name": "ULTA WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Las Vegas",
  "state": "NV",
  "country": "United States",
  "cbsa_code": "29820",
  "metro": {
    "cbsa_code": "29820",
    "common_name": "Las Vegas",
    "msa_name": "Las Vegas-Henderson-North Las Vegas, NV",
    "path": "/advisors/nv/las-vegas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-07-13",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-02-09",
  "carried_forward": false,
  "raum_total": 146470000.0,
  "raum_discretionary": 76715239.0,
  "raum_non_discretionary": 69754761.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 1339254.0,
      "count": 3,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 145130746.0,
      "count": 24
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NV"
  ],
  "websites": [
    "https://linkedin.com/in/kenneth-templeton-ii-85854522",
    "https://ultawealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310879",
  "city_as_filed": "LAS VEGAS",
  "url": "https://advisorcensus.com/firm/ulta-wealth-management-llc-las-vegas-nv-310879",
  "display_name": "Ulta Wealth Management, LLC",
  "summary": "Ulta Wealth Management, LLC is an SEC-registered investment advisory firm in Las Vegas, NV, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.",
  "citation": "AdvisorCensus. Ulta Wealth Management, LLC (CRD 310879): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Ulta Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Ulta Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Ulta Wealth Management, LLC located?",
      "a": "Ulta Wealth Management, LLC's principal office is in Las Vegas, NV, according to its Form ADV."
    },
    {
      "q": "Is Ulta Wealth Management, LLC registered with the SEC or a state?",
      "a": "Ulta Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 310879."
    },
    {
      "q": "How much does Ulta Wealth Management, LLC manage?",
      "a": "Ulta Wealth Management, LLC reports $146,470,000 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (52% discretionary)."
    },
    {
      "q": "How have Ulta Wealth Management, LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Ulta Wealth Management, LLC: Regulatory assets under management: $110,836,623 in the October 2023 data and $146,470,000 in the October 2026 data, up 32%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Ulta Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (24); individuals (other than high net worth individuals) (3)."
    },
    {
      "q": "Which custodians does Ulta Wealth Management, LLC use?",
      "a": "Ulta Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Ulta Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310879"
    },
    {
      "q": "What changed in Ulta Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $132,408,398 to $146,470,000 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 110836623.0,
      "total_employees": 1,
      "filing_date": "2023-06-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 118927619.0,
      "total_employees": 1,
      "filing_date": "2024-03-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 132408398.0,
      "total_employees": 1,
      "filing_date": "2025-02-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 146470000.0,
      "total_employees": 1,
      "filing_date": "2026-02-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $132,408,398 to $146,470,000 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ulta-wealth-management-llc-las-vegas-nv-310879.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 1339254.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 24,
      "fewer_than_5": false,
      "raum": 145130746.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310879",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}