{ "crd_number": 316697, "slug": "ullmann-wealth-partners-jacksonville-beach-fl-316697", "primary_business_name": "ULLMANN WEALTH PARTNERS", "legal_name": "ULLMANN WEALTH PARTNERS GROUP, LLC", "dbas": [ "DIVORCE ADVISORY GROUP" ], "city": "Jacksonville Beach", "state": "FL", "country": "United States", "cbsa_code": "27260", "metro": { "cbsa_code": "27260", "common_name": "Jacksonville", "msa_name": "Jacksonville, FL", "path": "/advisors/fl/jacksonville" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-11-26", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-07-29", "carried_forward": false, "raum_total": 1254153252.0, "raum_discretionary": 1246158769.0, "raum_non_discretionary": 7994483.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 13, "advisory_employees": 7, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 103543580.0, "count": 225 }, "high_net_worth_individuals": { "raum": 1145556167.0, "count": 304 }, "corporations_other_businesses": { "raum": 5053505.0, "count": 2 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "other", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "FL", "GA", "IN", "LA", "NC", "NY", "OH", "PA", "SC", "TX", "VA" ], "websites": [ "https://facebook.com/profile.php?id=61579265347050", "https://facebook.com/ullmannwealthpartners", "https://focusfinancialpartners.com", "https://instagram.com/moveforwardconfidently", "https://instagram.com/ullmannwealthpartners", "https://linkedin.com/company/move-forward-confidently%E2%84%A2?viewAsMember=true", "https://linkedin.com/company/ullmann-financial-group", "https://ullmannwealthpartners.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316697", "city_as_filed": "JACKSONVILLE BEACH", "url": "https://advisorcensus.com/firm/ullmann-wealth-partners-jacksonville-beach-fl-316697", "display_name": "Ullmann Wealth Partners", "summary": "Ullmann Wealth Partners is an SEC-registered investment advisory firm in Jacksonville Beach, FL, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 29, 2026.", "citation": "AdvisorCensus. Ullmann Wealth Partners (CRD 316697): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops", "Other" ], "quick_answers": [ { "q": "How is Ullmann Wealth Partners compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Ullmann Wealth Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges." }, { "q": "Where is Ullmann Wealth Partners located?", "a": "Ullmann Wealth Partners' principal office is in Jacksonville Beach, FL, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Ullmann Wealth Partners registered with the SEC or a state?", "a": "Ullmann Wealth Partners is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 316697." }, { "q": "How much does Ullmann Wealth Partners manage?", "a": "Ullmann Wealth Partners reports $1,254,153,252 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (99% discretionary)." }, { "q": "How have Ullmann Wealth Partners' assets and staff changed since 2022?", "a": "In the Form ADV data for Ullmann Wealth Partners: Regulatory assets under management: $765,230,116 in the October 2022 data and $1,254,153,252 in the October 2026 data, up 64%. Total employees: 11 in October 2022 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Ullmann Wealth Partners serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (304); individuals (other than high net worth individuals) (225); corporations or other businesses not listed above (2)." }, { "q": "Which custodians does Ullmann Wealth Partners use?", "a": "Ullmann Wealth Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Ullmann Wealth Partners report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316697" }, { "q": "What changed in Ullmann Wealth Partners' recent Form ADV filings?", "a": "In the August 2026 filing data: Registered or notice-filed in OH, PA." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 765230116.0, "total_employees": 11, "filing_date": "2022-08-04" }, { "period": "2023-10-01", "regulatory_assets_under_management": 706788578.0, "total_employees": 11, "filing_date": "2023-09-19" }, { "period": "2024-10-01", "regulatory_assets_under_management": 877117003.0, "total_employees": 11, "filing_date": "2024-08-13" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1074433565.0, "total_employees": 13, "filing_date": "2025-07-16" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1254153252.0, "total_employees": 13, "filing_date": "2026-07-29" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Registered or notice-filed in OH, PA." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,074,433,565 to $1,254,153,252 (+17%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/ullmann-wealth-partners-jacksonville-beach-fl-316697.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 225, "fewer_than_5": false, "raum": 103543580.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 304, "fewer_than_5": false, "raum": 1145556167.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 2, "fewer_than_5": false, "raum": 5053505.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/316697", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }