{ "crd_number": 317608, "slug": "uhy-wealth-management-ria-llc-farmington-hills-mi-317608", "primary_business_name": "UHY WEALTH MANAGEMENT RIA LLC", "legal_name": "UHY WEALTH MANAGEMENT RIA LLC", "dbas": [], "city": "Farmington Hills", "state": "MI", "country": "United States", "cbsa_code": "19820", "metro": { "cbsa_code": "19820", "common_name": "Detroit", "msa_name": "Detroit-Warren-Dearborn, MI", "path": "/advisors/mi/detroit" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-03-26", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-04-20", "carried_forward": false, "raum_total": 102590862.0, "raum_discretionary": 45027185.0, "raum_non_discretionary": 57563677.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 6, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 1277233.0, "count": 8 }, "pension_profit_sharing": { "raum": 57563677.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 43749952.0, "count": 81 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "pension_consulting", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317608", "city_as_filed": "FARMINGTON HILLS", "url": "https://advisorcensus.com/firm/uhy-wealth-management-ria-llc-farmington-hills-mi-317608", "display_name": "UHY Wealth Management RIA LLC", "summary": "UHY Wealth Management RIA LLC is an SEC-registered investment advisory firm in Farmington Hills, MI, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 20, 2026.", "citation": "AdvisorCensus. UHY Wealth Management RIA LLC (CRD 317608): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is UHY Wealth Management RIA LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), UHY Wealth Management RIA LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is UHY Wealth Management RIA LLC located?", "a": "UHY Wealth Management RIA LLC's principal office is in Farmington Hills, MI, according to its Form ADV." }, { "q": "Is UHY Wealth Management RIA LLC registered with the SEC or a state?", "a": "UHY Wealth Management RIA LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 317608." }, { "q": "How much does UHY Wealth Management RIA LLC manage?", "a": "UHY Wealth Management RIA LLC reports $102,590,862 in regulatory assets under management in its Form ADV filing dated April 20, 2026 (44% discretionary)." }, { "q": "What types of clients does UHY Wealth Management RIA LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (81); individuals (other than high net worth individuals) (8)." }, { "q": "Which custodians does UHY Wealth Management RIA LLC use?", "a": "UHY Wealth Management RIA LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Empower Financial Services, Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does UHY Wealth Management RIA LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317608" }, { "q": "Does UHY Wealth Management RIA LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated February 26, 2026 says: \"There is no minimum account size and clients are not required to have a certain amount of investment experience or sophistication.\"" }, { "q": "What changed in UHY Wealth Management RIA LLC's recent Form ADV filings?", "a": "In the May 2026 filing data: Registered or notice-filed in AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY." } ], "filing_history": [], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Registered or notice-filed in AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Newly registered with the SEC.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated February 26, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "There is no minimum account size and clients are not required to have a certain amount of investment experience or sophistication." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "There is no minimum account size and clients are not required to have a certain amount of investment experience or sophistication." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Empower Financial Services, Inc.", "name_as_filed": "EMPOWER FINANCIAL SERVICES, INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/uhy-wealth-management-ria-llc-farmington-hills-mi-317608.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 8, "fewer_than_5": false, "raum": 1277233.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 81, "fewer_than_5": false, "raum": 43749952.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 57563677.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317608", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }