# Udine Wealth Management Inc.

> Udine Wealth Management Inc. is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 147158
- Filed as: UDINE WEALTH MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147158
- AdvisorCensus page: https://advisorcensus.com/firm/udine-wealth-management-inc-147158

## Quick answers

**How is Udine Wealth Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Udine Wealth Management Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Udine Wealth Management Inc. charge?**
Its Form ADV Part 2A brochure dated March 2, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Udine Wealth Management Inc. registered with the SEC or a state?**
Udine Wealth Management Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 147158.

**How much does Udine Wealth Management Inc. manage?**
Udine Wealth Management Inc. reports $273,900,000 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**How have Udine Wealth Management Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Udine Wealth Management Inc.: Regulatory assets under management: $116,254,000 in the October 2021 data and $273,900,000 in the October 2026 data, up 136%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Udine Wealth Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (223); high net worth individuals (115).

**Which custodians does Udine Wealth Management Inc. use?**
Udine Wealth Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Udine Wealth Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147158

**Does Udine Wealth Management Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 2, 2026 says: "UWM does not impose a minimum account size for its advisory services."

**What changed in Udine Wealth Management Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $217,274,060 to $273,900,000 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)

> Fees for investment advisory services shall range from 0.50% to 2.00% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.

- Account minimum: None

> UWM does not impose a minimum account size for its advisory services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $273,900,000
- Discretionary: $273,900,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 223 | $91,400,000 |
| High net worth individuals | 115 | $182,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NC, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- udinewealth.com
- LinkedIn @udine-wealth-management-inc.
- LinkedIn @ross-udine-93a549b9
- LinkedIn @scott-udine-65a94310

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $116,254,000 | 1 | February 23, 2021 |
| October 2022 | $155,388,345 | 1 | February 14, 2022 |
| October 2023 | $140,000,000 | 2 | February 10, 2023 |
| October 2024 | $174,782,390 | 2 | January 23, 2024 |
| October 2025 | $217,274,060 | 2 | July 9, 2025 |
| October 2026 | $273,900,000 | 2 | March 2, 2026 |

Regulatory assets under management: $116,254,000 in the October 2021 data and $273,900,000 in the October 2026 data, up 136%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $217,274,060 to $273,900,000 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Udine Wealth Management Inc. (CRD 147158): Form ADV filing data as of October 2026.