{
  "crd_number": 147158,
  "slug": "udine-wealth-management-inc-147158",
  "primary_business_name": "UDINE WEALTH MANAGEMENT INC.",
  "legal_name": "UDINE WEALTH MANAGEMENT INC.",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-03-24",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-02",
  "carried_forward": false,
  "raum_total": 273900000.0,
  "raum_discretionary": 273900000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 91400000.0,
      "count": 223
    },
    "high_net_worth_individuals": {
      "raum": 182500000.0,
      "count": 115
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "NC",
    "NJ",
    "NY",
    "TX"
  ],
  "websites": [
    "https://linkedin.com/company/udine-wealth-management-inc.",
    "https://linkedin.com/in/ross-udine-93a549b9",
    "https://linkedin.com/in/scott-udine-65a94310",
    "https://udinewealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147158",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/udine-wealth-management-inc-147158",
  "display_name": "Udine Wealth Management Inc.",
  "summary": "Udine Wealth Management Inc. is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.",
  "citation": "AdvisorCensus. Udine Wealth Management Inc. (CRD 147158): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Udine Wealth Management Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Udine Wealth Management Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Udine Wealth Management Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 2, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Udine Wealth Management Inc. registered with the SEC or a state?",
      "a": "Udine Wealth Management Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 147158."
    },
    {
      "q": "How much does Udine Wealth Management Inc. manage?",
      "a": "Udine Wealth Management Inc. reports $273,900,000 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary)."
    },
    {
      "q": "How have Udine Wealth Management Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Udine Wealth Management Inc.: Regulatory assets under management: $116,254,000 in the October 2021 data and $273,900,000 in the October 2026 data, up 136%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Udine Wealth Management Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (223); high net worth individuals (115)."
    },
    {
      "q": "Which custodians does Udine Wealth Management Inc. use?",
      "a": "Udine Wealth Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Udine Wealth Management Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147158"
    },
    {
      "q": "Does Udine Wealth Management Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 2, 2026 says: \"UWM does not impose a minimum account size for its advisory services.\""
    },
    {
      "q": "What changed in Udine Wealth Management Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $217,274,060 to $273,900,000 (+26%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 116254000.0,
      "total_employees": 1,
      "filing_date": "2021-02-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 155388345.0,
      "total_employees": 1,
      "filing_date": "2022-02-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 140000000.0,
      "total_employees": 2,
      "filing_date": "2023-02-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 174782390.0,
      "total_employees": 2,
      "filing_date": "2024-01-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 217274060.0,
      "total_employees": 2,
      "filing_date": "2025-07-09"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 273900000.0,
      "total_employees": 2,
      "filing_date": "2026-03-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $217,274,060 to $273,900,000 (+26%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 2, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 2% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Fees for investment advisory services shall range from 0.50% to 2.00% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "UWM does not impose a minimum account size for its advisory services."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.5,
        2.0
      ],
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Fees for investment advisory services shall range from 0.50% to 2.00% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.",
      "UWM does not impose a minimum account size for its advisory services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/udine-wealth-management-inc-147158.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 223,
      "fewer_than_5": false,
      "raum": 91400000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 115,
      "fewer_than_5": false,
      "raum": 182500000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147158",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}