# Ucap Americas

> Ucap Americas is an SEC-registered investment advisory firm in Miami, FL, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 170846
- Filed as: UCAP AMERICAS
- Legal name: Ucap Asset Management LLC
- Also doing business as: UCAP AMERICAS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/170846
- AdvisorCensus page: https://advisorcensus.com/firm/ucap-americas-miami-fl-170846

## Quick answers

**How is Ucap Americas compensated?**
On its Form ADV (Item 5.E, October 2026), Ucap Americas reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ucap Americas located?**
Ucap Americas' principal office is in Miami, FL, according to its Form ADV.

**Is Ucap Americas registered with the SEC or a state?**
Ucap Americas is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170846.

**How much does Ucap Americas manage?**
Ucap Americas reports $208,206,707 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (86% discretionary).

**How have Ucap Americas' assets and staff changed since 2021?**
In the Form ADV data for Ucap Americas: Regulatory assets under management: $154,764,076 in the October 2021 data and $208,206,707 in the October 2026 data, up 35%. Total employees: 15 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ucap Americas serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (92); high net worth individuals (88); individuals (other than high net worth individuals) (9).

**Which custodians does Ucap Americas use?**
Ucap Americas' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Stonex Financial Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Ucap Americas report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170846

**What changed in Ucap Americas' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $165,941,851 to $208,206,707 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Stonex Financial Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $208,206,707
- Discretionary: $178,662,667
- Non-discretionary: $29,544,040

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $2,445,058 |
| High net worth individuals | 88 | $62,166,404 |
| Corporations or other businesses not listed above | 92 | $143,595,245 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 14 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DE, FL, GA, IL, MS, NY, PR, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ucapamericas.com
- LinkedIn @union-capital-group-usa-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $154,764,076 | 15 | August 19, 2021 |
| October 2022 | $284,371,152 | 14 | September 11, 2022 |
| October 2023 | $189,965,592 | 12 | July 21, 2023 |
| October 2024 | $165,443,081 | 12 | September 27, 2024 |
| October 2025 | $165,941,851 | 10 | June 10, 2025 |
| October 2026 | $208,206,707 | 14 | March 27, 2026 |

Regulatory assets under management: $154,764,076 in the October 2021 data and $208,206,707 in the October 2026 data, up 35%.
Total employees: 15 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $165,941,851 to $208,206,707 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ucap Americas (CRD 170846): Form ADV filing data as of October 2026.