# UBS Asset Management Credit Investments Group (UK) Ltd

> UBS Asset Management Credit Investments Group (UK) Ltd is an SEC-registered investment advisory firm in London (england), United Kingdom, registered since 1991, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 5, 2026.

- CRD: 113463
- Filed as: UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London (england), United Kingdom
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113463
- AdvisorCensus page: https://advisorcensus.com/firm/ubs-asset-management-credit-investments-group-uk-ltd-london-england-113463

## Quick answers

**How is UBS Asset Management Credit Investments Group (UK) Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), UBS Asset Management Credit Investments Group (UK) Ltd reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is UBS Asset Management Credit Investments Group (UK) Ltd located?**
UBS Asset Management Credit Investments Group (UK) Ltd's principal office is in London (england), United Kingdom, according to its Form ADV.

**Is UBS Asset Management Credit Investments Group (UK) Ltd registered with the SEC or a state?**
UBS Asset Management Credit Investments Group (UK) Ltd is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 113463.

**How much does UBS Asset Management Credit Investments Group (UK) Ltd manage?**
UBS Asset Management Credit Investments Group (UK) Ltd reports $11,045,754,403 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary).

**How have UBS Asset Management Credit Investments Group (UK) Ltd's assets and staff changed since 2021?**
In the Form ADV data for UBS Asset Management Credit Investments Group (UK) Ltd: Regulatory assets under management: $11,170,121,935 in the October 2021 data and $11,045,754,403 in the October 2026 data, down 1%. Total employees: 60 in October 2021 and 0 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does UBS Asset Management Credit Investments Group (UK) Ltd serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (56).

**Does UBS Asset Management Credit Investments Group (UK) Ltd report any disciplinary disclosures?**
Reports 14 disclosure items on Form ADV Item 11: yes answers to 2 questions about criminal matters, 9 questions about regulatory matters, and 3 questions about civil court matters (11.A(1), 11.A(2), 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.D(4), 11.D(5), 11.E(2), 11.H(1)(a), 11.H(1)(c), 11.H(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113463

**What changed in UBS Asset Management Credit Investments Group (UK) Ltd's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $9,738,377,724 to $11,045,754,403 (+13%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $11,045,754,403
- Discretionary: $11,045,754,403
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 56 | $11,045,754,403 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1991 (34 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 14 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113463

### Websites listed on Form ADV (Item 1.I)
- [ubs.com/uk/en/assetmanagement.html](https://ubs.com/uk/en/assetmanagement.html)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $11,170,121,935 | 60 | March 31, 2021 |
| October 2022 | $12,138,633,928 | 62 | March 31, 2022 |
| October 2023 | $11,646,598,062 | 71 | July 18, 2023 |
| October 2024 | $12,342,989,706 | 39 | August 13, 2024 |
| October 2025 | $9,738,377,724 | 2 | May 13, 2025 |
| October 2026 | $11,045,754,403 | 0 | August 5, 2026 |

Regulatory assets under management: $11,170,121,935 in the October 2021 data and $11,045,754,403 in the October 2026 data, down 1%.
Total employees: 60 in October 2021 and 0 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $9,738,377,724 to $11,045,754,403 (+13%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Changed its legal name from Credit Suisse Asset Management Limited to UBS Asset Management Credit Investments Group (UK) Ltd.
- Employees performing advisory functions went from 2 to 0.

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. UBS Asset Management Credit Investments Group (UK) Ltd (CRD 113463): Form ADV filing data as of October 2026.