# Ubequity Wealth Management, LLC

> Ubequity Wealth Management, LLC is a state-registered investment advisory firm, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 311577
- Filed as: UBEQUITY WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311577
- AdvisorCensus page: https://advisorcensus.com/firm/ubequity-wealth-management-llc-311577

## Quick answers

**How is Ubequity Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ubequity Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Ubequity Wealth Management, LLC registered with the SEC or a state?**
Ubequity Wealth Management, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 311577.

**How much does Ubequity Wealth Management, LLC manage?**
Ubequity Wealth Management, LLC reports $50,208,356 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (93% discretionary).

**What types of clients does Ubequity Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (17); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Ubequity Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311577

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $50,208,356
- Discretionary: $46,496,825
- Non-discretionary: $3,711,531

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $8,448,466 |
| High net worth individuals | 17 | $41,084,142 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $675,748 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ubequitywealth.com
- LinkedIn @ubequity-wealth-management
- LinkedIn @kent-hickey-cfp-cpwa-mba

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ubequity Wealth Management, LLC (CRD 311577): Form ADV filing data as of October 2026.