# U.S. Wealth Group, LLC

> U.S. Wealth Group, LLC is an SEC-registered investment advisory firm in Syosset, NY, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 141062
- Filed as: U.S. WEALTH GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Syosset, NY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141062
- AdvisorCensus page: https://advisorcensus.com/firm/u-s-wealth-group-llc-syosset-ny-141062

## Quick answers

**How is U.S. Wealth Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), U.S. Wealth Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does U.S. Wealth Group, LLC charge?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is U.S. Wealth Group, LLC located?**
U.S. Wealth Group, LLC's principal office is in Syosset, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is U.S. Wealth Group, LLC registered with the SEC or a state?**
U.S. Wealth Group, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 141062.

**How much does U.S. Wealth Group, LLC manage?**
U.S. Wealth Group, LLC reports $181,531,390 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have U.S. Wealth Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for U.S. Wealth Group, LLC: Regulatory assets under management: $101,719,833 in the October 2021 data and $181,531,390 in the October 2026 data, up 78%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does U.S. Wealth Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (200); high net worth individuals (57).

**Does U.S. Wealth Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141062

**Does U.S. Wealth Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "USWG imposes an account minimum of $250,000 . Occasionally, USWG will accept accounts below the account minimum for clients with highly illiquid net worth, clients that are young and upwardly mobile/emerging affluent and related accounts of family members."

**What changed in U.S. Wealth Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $154,274,106 to $181,531,390 (+18%). Added an office in Ny, NY. No longer lists an office in New York, NY. Registered or notice-filed in FL, LA, NC, NJ, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Asset-based fee: 1% of assets a year

> USWG calculates advisory fees based on a percentage of total assets under USWG management. The fee schedule is 1% of client assets, paid quarterly, in arrears.

- Account minimum: $250,000

> USWG imposes an account minimum of $250,000 . Occasionally, USWG will accept accounts below the account minimum for clients with highly illiquid net worth, clients that are young and upwardly mobile/emerging affluent and related accounts of family members.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $181,531,390
- Discretionary: $181,531,390
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 200 | $50,544,858 |
| High net worth individuals | 57 | $130,986,532 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2006 (20 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, LA, NC, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Ny, NY

### Websites listed on Form ADV (Item 1.I)
- uswealthgroup.com
- Facebook @USWEALTHGROUP1994
- Instagram @USWEALTHGROUP
- LinkedIn @ROBERTJSANTARPIAJR

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $101,719,833 | 2 | June 14, 2021 |
| October 2022 | $126,044,330 | 2 | June 30, 2022 |
| October 2023 | $116,572,658 | 2 | March 29, 2023 |
| October 2024 | $136,491,496 | 2 | March 27, 2024 |
| October 2025 | $154,274,106 | 2 | February 13, 2025 |
| October 2026 | $181,531,390 | 2 | March 26, 2026 |

Regulatory assets under management: $101,719,833 in the October 2021 data and $181,531,390 in the October 2026 data, up 78%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $154,274,106 to $181,531,390 (+18%).
- Added an office in Ny, NY.
- No longer lists an office in New York, NY.
- Registered or notice-filed in FL, LA, NC, NJ, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. U.S. Wealth Group, LLC (CRD 141062): Form ADV filing data as of October 2026.