# U. S. Boston Capital Corporation

> U. S. Boston Capital Corporation is an SEC-registered investment advisory firm in Lincoln, MA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 5251
- Filed as: U. S. BOSTON CAPITAL CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lincoln, MA
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/5251
- AdvisorCensus page: https://advisorcensus.com/firm/u-s-boston-capital-corporation-lincoln-ma-5251

## Quick answers

**How is U. S. Boston Capital Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), U. S. Boston Capital Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is U. S. Boston Capital Corporation located?**
U. S. Boston Capital Corporation's principal office is in Lincoln, MA, according to its Form ADV.

**Is U. S. Boston Capital Corporation registered with the SEC or a state?**
U. S. Boston Capital Corporation is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 5251.

**How much does U. S. Boston Capital Corporation manage?**
U. S. Boston Capital Corporation reports $359,787,261 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (0% discretionary).

**How have U. S. Boston Capital Corporation's assets and staff changed since 2024?**
In the Form ADV data for U. S. Boston Capital Corporation: Regulatory assets under management: $131,094,724 in the October 2024 data and $359,787,261 in the October 2026 data, up 174%. Total employees: 5 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does U. S. Boston Capital Corporation serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (62); high net worth individuals (30); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does U. S. Boston Capital Corporation report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/5251

**Does U. S. Boston Capital Corporation state an account minimum?**
Its Form ADV Part 2A brochure dated February 3, 2026 says: "U.S. Boston does not have a minimum investment requirement for its advisory services."

**What changed in U. S. Boston Capital Corporation's recent Form ADV filings?**
In the January 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 3, 2026)

- Account minimum: None

> U.S. Boston does not have a minimum investment requirement for its advisory services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $359,787,261
- Discretionary: $0
- Non-discretionary: $359,787,261

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 62 | $67,967,983 |
| High net worth individuals | 30 | $279,047,448 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $12,771,830 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NC, NH
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/5251

### Websites listed on Form ADV (Item 1.I)
- usboston.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $131,094,724 | 5 | August 27, 2024 |
| October 2025 | $335,509,263 | 5 | February 3, 2025 |
| October 2026 | $359,787,261 | 5 | February 3, 2026 |

Regulatory assets under management: $131,094,724 in the October 2024 data and $359,787,261 in the October 2026 data, up 174%.
Total employees: 5 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. U. S. Boston Capital Corporation (CRD 5251): Form ADV filing data as of October 2026.