{
  "crd_number": 5251,
  "slug": "u-s-boston-capital-corporation-lincoln-ma-5251",
  "primary_business_name": "U. S. BOSTON CAPITAL CORPORATION",
  "legal_name": "U. S. BOSTON CAPITAL CORPORATION",
  "dbas": [],
  "city": "Lincoln",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-04-26",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-02-03",
  "carried_forward": false,
  "raum_total": 359787261.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 359787261.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 67967983.0,
      "count": 62
    },
    "pension_profit_sharing": {
      "raum": 12771830.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 279047448.0,
      "count": 30
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "FL",
    "MA",
    "NC",
    "NH"
  ],
  "websites": [
    "https://usboston.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/5251",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "LINCOLN",
  "url": "https://advisorcensus.com/firm/u-s-boston-capital-corporation-lincoln-ma-5251",
  "display_name": "U. S. Boston Capital Corporation",
  "summary": "U. S. Boston Capital Corporation is an SEC-registered investment advisory firm in Lincoln, MA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.",
  "citation": "AdvisorCensus. U. S. Boston Capital Corporation (CRD 5251): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is U. S. Boston Capital Corporation compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), U. S. Boston Capital Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does U. S. Boston Capital Corporation charge?",
      "a": "Its Form ADV Part 2A brochure dated February 3, 2026 states: Hourly rate: $150 to $600 an hour (Financial Planning Fee). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is U. S. Boston Capital Corporation located?",
      "a": "U. S. Boston Capital Corporation's principal office is in Lincoln, MA, according to its Form ADV."
    },
    {
      "q": "Is U. S. Boston Capital Corporation registered with the SEC or a state?",
      "a": "U. S. Boston Capital Corporation is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 5251."
    },
    {
      "q": "How much does U. S. Boston Capital Corporation manage?",
      "a": "U. S. Boston Capital Corporation reports $359,787,261 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (0% discretionary)."
    },
    {
      "q": "How have U. S. Boston Capital Corporation's assets and staff changed since 2024?",
      "a": "In the Form ADV data for U. S. Boston Capital Corporation: Regulatory assets under management: $131,094,724 in the October 2024 data and $359,787,261 in the October 2026 data, up 174%. Total employees: 5 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does U. S. Boston Capital Corporation serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (62); high net worth individuals (30); pension and profit sharing plans (but not the plan participants or government pension plans) (5)."
    },
    {
      "q": "Does U. S. Boston Capital Corporation report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/5251"
    },
    {
      "q": "Does U. S. Boston Capital Corporation state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 3, 2026 says: \"U.S. Boston does not have a minimum investment requirement for its advisory services.\""
    },
    {
      "q": "What changed in U. S. Boston Capital Corporation's recent Form ADV filings?",
      "a": "In the January 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 131094724.0,
      "total_employees": 5,
      "filing_date": "2024-08-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 335509263.0,
      "total_employees": 5,
      "filing_date": "2025-02-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 359787261.0,
      "total_employees": 5,
      "filing_date": "2026-02-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 3, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $150 to $600 an hour (Financial Planning Fee)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "U.S. Boston does not have a minimum investment requirement for its advisory services."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $150 to $600 an hour (Financial Planning Fee)"
        ],
        "quotes": [
          "We charge an hourly fee ranging from $150 to $600 per hour depending on the scope and complexity of the client’s circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 150.0,
          "max": 600.0,
          "period": "hour",
          "service": "Financial Planning Fee"
        }
      ]
    },
    "quotes": [
      "U.S. Boston does not have a minimum investment requirement for its advisory services.",
      "We charge an hourly fee ranging from $150 to $600 per hour depending on the scope and complexity of the client’s circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/u-s-boston-capital-corporation-lincoln-ma-5251.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 62,
      "fewer_than_5": false,
      "raum": 67967983.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 30,
      "fewer_than_5": false,
      "raum": 279047448.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 12771830.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/5251",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}