# U.S.A. Financial & Tax Services, LLC

> U.S.A. Financial & Tax Services, LLC is an SEC-registered investment advisory firm in Farmington, CT, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 22, 2026.

- CRD: 306214
- Filed as: U.S.A. FINANCIAL & TAX SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Farmington, CT
- Filing period: October 2026
- Form ADV filing dated: April 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306214
- AdvisorCensus page: https://advisorcensus.com/firm/u-s-a-financial-and-tax-services-llc-farmington-ct-306214

## Quick answers

**How is U.S.A. Financial & Tax Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), U.S.A. Financial & Tax Services, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does U.S.A. Financial & Tax Services, LLC charge?**
Its Form ADV Part 2A brochure dated April 22, 2026 states: Up to $500,000: 1.25% a year; Above $500,000: 1.05% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is U.S.A. Financial & Tax Services, LLC located?**
U.S.A. Financial & Tax Services, LLC's principal office is in Farmington, CT, according to its Form ADV.

**Is U.S.A. Financial & Tax Services, LLC registered with the SEC or a state?**
U.S.A. Financial & Tax Services, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 306214.

**How much does U.S.A. Financial & Tax Services, LLC manage?**
U.S.A. Financial & Tax Services, LLC reports $159,260,000 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (100% discretionary).

**How have U.S.A. Financial & Tax Services, LLC's assets and staff changed since 2025?**
In the Form ADV data for U.S.A. Financial & Tax Services, LLC: Regulatory assets under management: $120,000,000 in the October 2025 data and $159,260,000 in the October 2026 data, up 33%. Total employees: 2 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does U.S.A. Financial & Tax Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (633); high net worth individuals (27).

**Which custodians does U.S.A. Financial & Tax Services, LLC use?**
U.S.A. Financial & Tax Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does U.S.A. Financial & Tax Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306214

**What changed in U.S.A. Financial & Tax Services, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $120,000,000 to $159,260,000 (+33%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 22, 2026)

- Up to $500,000: 1.25% a year
- Above $500,000: 1.05% a year

> USA charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Annual Fee Quarterly Fee Up to $500,000 1.25% 0.3125% Over $500,000 1.05% 0.2625%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $159,260,000
- Discretionary: $159,260,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 633 | $125,160,000 |
| High net worth individuals | 27 | $34,100,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [usafinancialandtaxservices.com](https://usafinancialandtaxservices.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $120,000,000 | 2 | February 27, 2025 |
| October 2026 | $159,260,000 | 3 | April 22, 2026 |

Regulatory assets under management: $120,000,000 in the October 2025 data and $159,260,000 in the October 2026 data, up 33%.
Total employees: 2 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $120,000,000 to $159,260,000 (+33%).

### February 2026
- Employees performing advisory functions went from 2 to 3.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. U.S.A. Financial & Tax Services, LLC (CRD 306214): Form ADV filing data as of October 2026.