# Two Point Capital Management, Inc.

> Two Point Capital Management, Inc. is an SEC-registered investment advisory firm in Pittsford, NY, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 131816
- Filed as: TWO POINT CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pittsford, NY
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/131816
- AdvisorCensus page: https://advisorcensus.com/firm/two-point-capital-management-inc-pittsford-ny-131816

## Quick answers

**How is Two Point Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Two Point Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Two Point Capital Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 10, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $10,000,000: 0.75% a year; Above $10,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Two Point Capital Management, Inc. located?**
Two Point Capital Management, Inc.'s principal office is in Pittsford, NY, according to its Form ADV.

**Is Two Point Capital Management, Inc. registered with the SEC or a state?**
Two Point Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 131816.

**How much does Two Point Capital Management, Inc. manage?**
Two Point Capital Management, Inc. reports $310,511,226 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Two Point Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Two Point Capital Management, Inc.: Regulatory assets under management: $199,420,004 in the October 2021 data and $310,511,226 in the October 2026 data, up 56%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Two Point Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (80); individuals (other than high net worth individuals) (26).

**Which custodians does Two Point Capital Management, Inc. use?**
Two Point Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Two Point Capital Management, Inc. report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131816

**Does Two Point Capital Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "Our firm is focused on establishing long-term relationships with our clients and therefore require an initial investment that reflects a significant commitment to a long-term relationship. Generally, this means a minimum relationship of $1,000,000 or more."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $10,000,000: 0.75% a year
- Above $10,000,000: see the brochure

> Our fee schedule is: 1.00% of assets for client assets under $1 million 0.75% of assets for assets between$1 million and $10 million Negotiable rates for managed assets in excess of $10 million

- Account minimum: $1,000,000

> Our firm is focused on establishing long-term relationships with our clients and therefore require an initial investment that reflects a significant commitment to a long-term relationship. Generally, this means a minimum relationship of $1,000,000 or more.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $310,511,226
- Discretionary: $310,511,226
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $13,952,080 |
| High net worth individuals | 80 | $296,559,146 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2013 (13 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MT, NY
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131816

### Websites listed on Form ADV (Item 1.I)
- twopointcapital.com
- Facebook @TWOPOINTCAPITAL
- Instagram @twopointcapital
- LinkedIn @TWO-POINT-CAPITAL-MANAGEMENT-INC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $199,420,004 | 3 | September 17, 2021 |
| October 2022 | $256,396,647 | 5 | March 25, 2022 |
| October 2023 | $223,465,288 | 5 | February 13, 2023 |
| October 2024 | $273,257,806 | 5 | March 1, 2024 |
| October 2025 | $303,903,884 | 6 | June 13, 2025 |
| October 2026 | $310,511,226 | 6 | March 10, 2026 |

Regulatory assets under management: $199,420,004 in the October 2021 data and $310,511,226 in the October 2026 data, up 56%.
Total employees: 3 in October 2021 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Two Point Capital Management, Inc. (CRD 131816): Form ADV filing data as of October 2026.