# Twin Peaks Wealth Advisors

> Twin Peaks Wealth Advisors is an SEC-registered investment advisory firm, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 323817
- Filed as: TWIN PEAKS WEALTH ADVISORS
- Legal name: Twin Peaks Wealth Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323817
- AdvisorCensus page: https://advisorcensus.com/firm/twin-peaks-wealth-advisors-323817

## Quick answers

**How is Twin Peaks Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Twin Peaks Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Twin Peaks Wealth Advisors registered with the SEC or a state?**
Twin Peaks Wealth Advisors is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323817.

**How much does Twin Peaks Wealth Advisors manage?**
Twin Peaks Wealth Advisors reports $584,788,678 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary).

**How have Twin Peaks Wealth Advisors' assets and staff changed since 2023?**
In the Form ADV data for Twin Peaks Wealth Advisors: Regulatory assets under management: $273,472,190 in the October 2023 data and $584,788,678 in the October 2026 data, up 114%. Total employees: 9 in October 2023 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Twin Peaks Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (228); high net worth individuals (194); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does Twin Peaks Wealth Advisors use?**
Twin Peaks Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does Twin Peaks Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323817

**What changed in Twin Peaks Wealth Advisors' recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $584,788,678
- Discretionary: $584,788,678
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 228 | $117,335,141 |
| High net worth individuals | 194 | $451,467,044 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $3,569,789 |
| Charitable organizations | 2 | $2,456,106 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $9,960,598 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (3 years)
- Employees: 14 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, IL, LA, NV, NY, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- El Seguendo, CA
- Newark, CA

### Websites listed on Form ADV (Item 1.I)
- twinpeakswealthadvisors.com
- twinpwa.com
- Facebook @twinpwa
- Instagram @twinpeakswealthadvisors
- LinkedIn @twin-peaks-wealth-advisors
- YouTube @TusharKumar-ng9vi

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $273,472,190 | 9 | August 14, 2023 |
| October 2024 | $318,501,282 | 7 | September 24, 2024 |
| October 2025 | $410,400,224 | 9 | July 29, 2025 |
| October 2026 | $584,788,678 | 14 | September 4, 2026 |

Regulatory assets under management: $273,472,190 in the October 2023 data and $584,788,678 in the October 2026 data, up 114%.
Total employees: 9 in October 2023 and 14 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in IL.

### April 2026
- Regulatory assets under management went from $410,400,224 to $584,788,678 (+42%).
- Added an office in El Seguendo, CA.
- Registered or notice-filed in AZ, LA.

### January 2026
- No longer registered or notice-filed in AZ, GA, LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Twin Peaks Wealth Advisors (CRD 323817): Form ADV filing data as of October 2026.