{ "crd_number": 330365, "slug": "twin-oak-etf-company-wellesley-ma-330365", "primary_business_name": "TWIN OAK ETF COMPANY", "legal_name": "TWIN OAK ETF COMPANY", "dbas": [], "city": "Wellesley", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-06-28", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-09-23", "carried_forward": false, "raum_total": 1057835660.0, "raum_discretionary": 1057835660.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 6, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 1057835660.0, "count": 5 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MA" ], "websites": [ "https://linkedin.com/company/twinoak", "https://twinoak.com", "https://twinoaketfs.com", "https://x.com/TwinOakETFs", "https://x.com/TwinOak_TOAK" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330365", "city_as_filed": "WELLESLEY", "url": "https://advisorcensus.com/firm/twin-oak-etf-company-wellesley-ma-330365", "display_name": "Twin Oak ETF Company", "summary": "Twin Oak ETF Company is an SEC-registered investment advisory firm in Wellesley, MA, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 23, 2026.", "citation": "AdvisorCensus. Twin Oak ETF Company (CRD 330365): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Twin Oak ETF Company compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Twin Oak ETF Company reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Twin Oak ETF Company located?", "a": "Twin Oak ETF Company's principal office is in Wellesley, MA, according to its Form ADV." }, { "q": "Is Twin Oak ETF Company registered with the SEC or a state?", "a": "Twin Oak ETF Company is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330365." }, { "q": "How much does Twin Oak ETF Company manage?", "a": "Twin Oak ETF Company reports $1,057,835,660 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary)." }, { "q": "How have Twin Oak ETF Company's assets and staff changed since 2024?", "a": "In the Form ADV data for Twin Oak ETF Company: Regulatory assets under management: $10,223,596 in the October 2024 data and $1,057,835,660 in the October 2026 data, up 10247%. Total employees: 4 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Twin Oak ETF Company serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (5)." }, { "q": "Does Twin Oak ETF Company report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330365" }, { "q": "What changed in Twin Oak ETF Company's recent Form ADV filings?", "a": "In the June 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $566,140,000 to $1,057,835,660 (+87%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 10223596.0, "total_employees": 4, "filing_date": "2024-09-24" }, { "period": "2025-10-01", "regulatory_assets_under_management": 572300000.0, "total_employees": 5, "filing_date": "2025-04-15" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1057835660.0, "total_employees": 6, "filing_date": "2026-09-23" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Employees performing advisory functions went from 2 to 3.", "Regulatory assets under management went from $566,140,000 to $1,057,835,660 (+87%).", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/twin-oak-etf-company-wellesley-ma-330365.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 5, "fewer_than_5": false, "raum": 1057835660.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330365", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }