# Tweddell Goldberg Investment Management

> Tweddell Goldberg Investment Management is a state-registered investment advisory firm, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 28, 2026.

- CRD: 141634
- Filed as: TWEDDELL GOLDBERG INVESTMENT MANAGEMENT
- Legal name: Tweddell Goldberg, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: July 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/141634
- AdvisorCensus page: https://advisorcensus.com/firm/tweddell-goldberg-investment-management-141634

## Quick answers

**How is Tweddell Goldberg Investment Management compensated?**
On its Form ADV (Item 5.E, October 2026), Tweddell Goldberg Investment Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Tweddell Goldberg Investment Management registered with the SEC or a state?**
Tweddell Goldberg Investment Management is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 141634.

**How much does Tweddell Goldberg Investment Management manage?**
Tweddell Goldberg Investment Management reports $96,927,246 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (48% discretionary).

**How have Tweddell Goldberg Investment Management's assets and staff changed since 2021?**
In the Form ADV data for Tweddell Goldberg Investment Management: Regulatory assets under management: $117,563,412 in the October 2021 data and $96,927,246 in the October 2026 data, down 18%. Total employees: 5 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tweddell Goldberg Investment Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (60); individuals (other than high net worth individuals) (53); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Tweddell Goldberg Investment Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141634

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $96,927,246
- Discretionary: $46,399,909
- Non-discretionary: $50,527,337

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $13,222,571 |
| High net worth individuals | 60 | $80,392,612 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $3,312,063 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [tginvesting.com](https://tginvesting.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $117,563,412 | 5 | March 24, 2021 |
| October 2022 | $134,359,784 | 4 | March 8, 2022 |
| October 2023 | $123,934,344 | 4 | May 25, 2023 |
| October 2024 | $121,320,324 | 4 | March 12, 2024 |
| October 2025 | $93,577,060 | 2 | July 31, 2025 |
| October 2026 | $96,927,246 | 2 | July 28, 2026 |

Regulatory assets under management: $117,563,412 in the October 2021 data and $96,927,246 in the October 2026 data, down 18%.
Total employees: 5 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tweddell Goldberg Investment Management (CRD 141634): Form ADV filing data as of October 2026.