{
  "crd_number": 141634,
  "slug": "tweddell-goldberg-investment-management-141634",
  "primary_business_name": "TWEDDELL GOLDBERG INVESTMENT MANAGEMENT",
  "legal_name": "TWEDDELL GOLDBERG, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2025-11-17",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-07-28",
  "carried_forward": false,
  "raum_total": 96927246.0,
  "raum_discretionary": 46399909.0,
  "raum_non_discretionary": 50527337.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 13222571.0,
      "count": 53
    },
    "pension_profit_sharing": {
      "raum": 3312063.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 80392612.0,
      "count": 60
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "MD"
  ],
  "websites": [
    "https://tginvesting.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141634",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/tweddell-goldberg-investment-management-141634",
  "display_name": "Tweddell Goldberg Investment Management",
  "summary": "Tweddell Goldberg Investment Management is a state-registered investment advisory firm, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 28, 2026.",
  "citation": "AdvisorCensus. Tweddell Goldberg Investment Management (CRD 141634): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Tweddell Goldberg Investment Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Tweddell Goldberg Investment Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Tweddell Goldberg Investment Management registered with the SEC or a state?",
      "a": "Tweddell Goldberg Investment Management is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 141634."
    },
    {
      "q": "How much does Tweddell Goldberg Investment Management manage?",
      "a": "Tweddell Goldberg Investment Management reports $96,927,246 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (48% discretionary)."
    },
    {
      "q": "How have Tweddell Goldberg Investment Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Tweddell Goldberg Investment Management: Regulatory assets under management: $117,563,412 in the October 2021 data and $96,927,246 in the October 2026 data, down 18%. Total employees: 5 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Tweddell Goldberg Investment Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (60); individuals (other than high net worth individuals) (53); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Does Tweddell Goldberg Investment Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141634"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 117563412.0,
      "total_employees": 5,
      "filing_date": "2021-03-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 134359784.0,
      "total_employees": 4,
      "filing_date": "2022-03-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 123934344.0,
      "total_employees": 4,
      "filing_date": "2023-05-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 121320324.0,
      "total_employees": 4,
      "filing_date": "2024-03-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 93577060.0,
      "total_employees": 2,
      "filing_date": "2025-07-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 96927246.0,
      "total_employees": 2,
      "filing_date": "2026-07-28"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/tweddell-goldberg-investment-management-141634.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 53,
      "fewer_than_5": false,
      "raum": 13222571.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 60,
      "fewer_than_5": false,
      "raum": 80392612.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 3312063.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141634",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}