# Tuve Investment Management, Inc.

> Tuve Investment Management, Inc. is an SEC-registered investment advisory firm in Waterloo, IA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 20, 2026.

- CRD: 226702
- Filed as: TUVE INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Waterloo, IA
- Filing period: October 2026
- Form ADV filing dated: April 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/226702
- AdvisorCensus page: https://advisorcensus.com/firm/tuve-investment-management-inc-waterloo-ia-226702

## Quick answers

**How is Tuve Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Tuve Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Tuve Investment Management, Inc. located?**
Tuve Investment Management, Inc.'s principal office is in Waterloo, IA, according to its Form ADV.

**Is Tuve Investment Management, Inc. registered with the SEC or a state?**
Tuve Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 226702.

**How much does Tuve Investment Management, Inc. manage?**
Tuve Investment Management, Inc. reports $147,702,966 in regulatory assets under management in its Form ADV filing dated April 20, 2026 (100% discretionary).

**How have Tuve Investment Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Tuve Investment Management, Inc.: Regulatory assets under management: $112,820,030 in the October 2021 data and $147,702,966 in the October 2026 data, up 31%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tuve Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (467); high net worth individuals (56).

**Which custodians does Tuve Investment Management, Inc. use?**
Tuve Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Tuve Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/226702

**What changed in Tuve Investment Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $133,271,675 to $147,702,966 (+11%). Registered or notice-filed in MN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $147,702,966
- Discretionary: $147,702,966
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 467 | $110,292,800 |
| High net worth individuals | 56 | $37,410,166 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IA, MN, MO, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tuveinvestments.com
- LinkedIn @TUVE-INVESTMENTS-INC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $112,820,030 | 4 | March 12, 2021 |
| October 2022 | $121,117,823 | 6 | March 24, 2022 |
| October 2023 | $110,756,542 | 6 | October 3, 2023 |
| October 2024 | $118,022,797 | 6 | March 25, 2024 |
| October 2025 | $133,271,675 | 6 | March 31, 2025 |
| October 2026 | $147,702,966 | 6 | April 20, 2026 |

Regulatory assets under management: $112,820,030 in the October 2021 data and $147,702,966 in the October 2026 data, up 31%.
Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $133,271,675 to $147,702,966 (+11%).
- Registered or notice-filed in MN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tuve Investment Management, Inc. (CRD 226702): Form ADV filing data as of October 2026.