{
  "crd_number": 164937,
  "slug": "tuttle-capital-management-llc-164937",
  "primary_business_name": "TUTTLE CAPITAL MANAGEMENT, LLC",
  "legal_name": "TUTTLE CAPITAL MANAGEMENT, LLC",
  "dbas": [
    "TUTTLE CAPITAL"
  ],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-08-14",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-09-21",
  "carried_forward": false,
  "raum_total": 5501580000.0,
  "raum_discretionary": 4763000000.0,
  "raum_non_discretionary": 738580000.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 21,
  "advisory_employees": 8,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 5501580000.0,
      "count": 78
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 3
    }
  },
  "compensation_types": [
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "FL"
  ],
  "websites": [
    "https://facebook.com/profile.php?id=100065270691315",
    "https://linkedin.com/company/tuttle-capital-management-llc",
    "https://tuttle-capital-management.webflow.io",
    "https://tuttlecap.com",
    "https://x.com/tuttlecapital/status/1478797773302546432?mx=2",
    "https://youtube.com/@TuttleCap"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164937",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/tuttle-capital-management-llc-164937",
  "display_name": "Tuttle Capital Management, LLC",
  "summary": "Tuttle Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 21, 2026.",
  "citation": "AdvisorCensus. Tuttle Capital Management, LLC (CRD 164937): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Tuttle Capital Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Tuttle Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other."
    },
    {
      "q": "Is Tuttle Capital Management, LLC registered with the SEC or a state?",
      "a": "Tuttle Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164937."
    },
    {
      "q": "How much does Tuttle Capital Management, LLC manage?",
      "a": "Tuttle Capital Management, LLC reports $5,501,580,000 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (87% discretionary)."
    },
    {
      "q": "How have Tuttle Capital Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Tuttle Capital Management, LLC: Regulatory assets under management: $192,287,508 in the October 2021 data and $5,501,580,000 in the October 2026 data, up 2761%. Total employees: 5 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Tuttle Capital Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (78); pooled investment vehicles (other than investment companies and business development companies) (3)."
    },
    {
      "q": "Does Tuttle Capital Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164937"
    },
    {
      "q": "What changed in Tuttle Capital Management, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 10 to 8. Regulatory assets under management went from $3,909,230,378 to $5,501,580,000 (+41%). Added an office in Clearwater, FL. Added an office in Palm Beach Gardens, FL. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 192287508.0,
      "total_employees": 5,
      "filing_date": "2021-03-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 205181792.0,
      "total_employees": 4,
      "filing_date": "2022-06-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 332902460.0,
      "total_employees": 3,
      "filing_date": "2023-03-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 680855217.0,
      "total_employees": 4,
      "filing_date": "2024-07-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3111976323.0,
      "total_employees": 14,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 5501580000.0,
      "total_employees": 21,
      "filing_date": "2026-09-21"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 10 to 8.",
        "Regulatory assets under management went from $3,909,230,378 to $5,501,580,000 (+41%).",
        "Added an office in Clearwater, FL.",
        "Added an office in Palm Beach Gardens, FL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 10.",
        "Registered or notice-filed in FL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Added the business name Tuttle Capital.",
        "Employees performing advisory functions went from 7 to 9.",
        "Regulatory assets under management went from $3,111,976,323 to $3,909,230,378 (+26%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 25, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "TCM does not impose a minimum account size for new or existing sub- advisory services clients. TCM also does not impose a minimum advisory fee dollar amount per annum."
        ]
      }
    ],
    "quotes": [
      "TCM does not impose a minimum account size for new or existing sub- advisory services clients. TCM also does not impose a minimum advisory fee dollar amount per annum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/tuttle-capital-management-llc-164937.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 78,
      "fewer_than_5": false,
      "raum": 5501580000.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164937",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}