# Tumolo Wealth Management LLC

> Tumolo Wealth Management LLC is an SEC-registered investment advisory firm in East Lyme, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.

- CRD: 330567
- Filed as: TUMOLO WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: East Lyme, CT
- Filing period: October 2026
- Form ADV filing dated: July 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330567
- AdvisorCensus page: https://advisorcensus.com/firm/tumolo-wealth-management-llc-east-lyme-ct-330567

## Quick answers

**How is Tumolo Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tumolo Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Tumolo Wealth Management LLC located?**
Tumolo Wealth Management LLC's principal office is in East Lyme, CT, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Tumolo Wealth Management LLC registered with the SEC or a state?**
Tumolo Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 330567.

**How much does Tumolo Wealth Management LLC manage?**
Tumolo Wealth Management LLC reports $134,000,000 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (100% discretionary).

**What types of clients does Tumolo Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (418); high net worth individuals (31).

**Which custodians does Tumolo Wealth Management LLC use?**
Tumolo Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists 245 Summer Street and 3000 Schwab Way as custodians holding 10% or more of its separately managed account assets.

**Does Tumolo Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330567

**Does Tumolo Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 20, 2026 says: "There is no minimum account size to open and maintain an advisory account."

**What changed in Tumolo Wealth Management LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 20, 2026)

- Account minimum: None

> There is no minimum account size to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- 245 Summer Street
- 3000 Schwab Way

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $134,000,000
- Discretionary: $134,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 418 | $94,669,000 |
| High net worth individuals | 31 | $39,331,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2026 (0 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, MA, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- East Berlin, CT

### Websites listed on Form ADV (Item 1.I)
- [tumolofinancial.com](https://tumolofinancial.com)
- Facebook @TUMOLOFINANCIAL
- LinkedIn @TUMOLOFINANCIAL

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in NH.

### April 2026
- Registered or notice-filed in MA.

### March 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tumolo Wealth Management LLC (CRD 330567): Form ADV filing data as of October 2026.