# Tuma Financial, LLC

> Tuma Financial, LLC is a state-registered investment advisory firm, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 286365
- Filed as: TUMA FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Maryland
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/286365
- AdvisorCensus page: https://advisorcensus.com/firm/tuma-financial-llc-286365

## Quick answers

**How is Tuma Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tuma Financial, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Tuma Financial, LLC registered with the SEC or a state?**
Tuma Financial, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 286365.

**How much does Tuma Financial, LLC manage?**
Tuma Financial, LLC reports $51,393,363 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**What types of clients does Tuma Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (27); individuals (other than high net worth individuals) (7).

**Does Tuma Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/286365

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $51,393,363
- Discretionary: $51,393,363
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $2,575,655 |
| High net worth individuals | 27 | $48,817,708 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tuma Financial, LLC (CRD 286365): Form ADV filing data as of October 2026.