{ "crd_number": 159792, "slug": "tudor-investment-corporation-stamford-ct-159792", "primary_business_name": "TUDOR INVESTMENT CORPORATION", "legal_name": "TUDOR INVESTMENT CORPORATION", "dbas": [ "XANTIUM" ], "city": "Stamford", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 106842033000.0, "raum_discretionary": 106842033000.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 483, "advisory_employees": 275, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 0.0, "count": 2 }, "pooled_investment_vehicles": { "raum": 106842033000.0, "count": 20 } }, "compensation_types": [ "hourly", "other", "performance_based" ], "advisory_activities": [ "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "CA", "CT", "FL", "MA", "MD", "MN", "NY", "TX", "UT" ], "websites": [ "https://linkedin.com/company/tudor-investment-corporation/mycompany", "https://linkedin.com/company/xantium-group-tudor-investment-corporation", "https://tudor.com", "https://tudorfunds.com", "https://xantium.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159792", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "STAMFORD", "url": "https://advisorcensus.com/firm/tudor-investment-corporation-stamford-ct-159792", "display_name": "Tudor Investment Corporation", "summary": "Tudor Investment Corporation is an SEC-registered investment advisory firm in Stamford, CT, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Tudor Investment Corporation (CRD 159792): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Hourly charges", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Tudor Investment Corporation compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Tudor Investment Corporation reports these compensation arrangements: hourly charges; performance-based fees; other." }, { "q": "Where is Tudor Investment Corporation located?", "a": "Tudor Investment Corporation's principal office is in Stamford, CT, according to its Form ADV; the April 2026 filing also lists 6 other offices (Schedule D, Section 1.F)." }, { "q": "Is Tudor Investment Corporation registered with the SEC or a state?", "a": "Tudor Investment Corporation is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159792." }, { "q": "How much does Tudor Investment Corporation manage?", "a": "Tudor Investment Corporation reports $106,842,033,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Tudor Investment Corporation's assets and staff changed since 2021?", "a": "In the Form ADV data for Tudor Investment Corporation: Regulatory assets under management: $44,580,108,000 in the October 2021 data and $106,842,033,000 in the October 2026 data, up 140%. Total employees: 286 in October 2021 and 483 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Tudor Investment Corporation serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (20); investment companies (2)." }, { "q": "Does Tudor Investment Corporation report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159792" }, { "q": "What changed in Tudor Investment Corporation's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 232 to 275. Regulatory assets under management went from $83,565,536,000 to $106,842,033,000 (+28%). Added an office in Cottonwood Heights, UT. Registered or notice-filed in MD, MN, TX, UT." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 44580108000.0, "total_employees": 286, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 24884257000.0, "total_employees": 314, "filing_date": "2022-09-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 44534718000.0, "total_employees": 324, "filing_date": "2023-09-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 63586929000.0, "total_employees": 355, "filing_date": "2024-09-10" }, { "period": "2025-10-01", "regulatory_assets_under_management": 83565536000.0, "total_employees": 406, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 106842033000.0, "total_employees": 483, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 232 to 275.", "Regulatory assets under management went from $83,565,536,000 to $106,842,033,000 (+28%).", "Added an office in Cottonwood Heights, UT.", "Registered or notice-filed in MD, MN, TX, UT." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/tudor-investment-corporation-stamford-ct-159792.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 2, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 20, "fewer_than_5": false, "raum": 106842033000.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159792", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }