# Tucker Asset Management LLC

> Tucker Asset Management LLC is an SEC-registered investment advisory firm in Littleton, CO, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 174844
- Filed as: TUCKER ASSET MANAGEMENT LLC
- Also doing business as: TUCKER WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Littleton, CO
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174844
- AdvisorCensus page: https://advisorcensus.com/firm/tucker-asset-management-llc-littleton-co-174844

## Quick answers

**How is Tucker Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tucker Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does Tucker Asset Management LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 4, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Tucker Asset Management LLC located?**
Tucker Asset Management LLC's principal office is in Littleton, CO, according to its Form ADV; the October 2026 filing also lists 19 other offices (Schedule D, Section 1.F).

**Is Tucker Asset Management LLC registered with the SEC or a state?**
Tucker Asset Management LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 174844.

**How much does Tucker Asset Management LLC manage?**
Tucker Asset Management LLC reports $603,562,776 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (88% discretionary).

**How have Tucker Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Tucker Asset Management LLC: Regulatory assets under management: $205,886,943 in the October 2021 data and $603,562,776 in the October 2026 data, up 193%. Total employees: 46 in October 2021 and 80 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tucker Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,900); high net worth individuals (43); pension and profit sharing plans (but not the plan participants or government pension plans) (17).

**Which custodians does Tucker Asset Management LLC use?**
Tucker Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Tucker Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174844

**What changed in Tucker Asset Management LLC's recent Form ADV filings?**
In the October 2026 filing data: Added an office in Georgetown, SC. No longer lists an office in Damascus, MD. No longer lists an office in Rochester, NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 4, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> TAM’s annual fees are based upon a percentage of assets under management not to exceed 2.00%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $603,562,776
- Discretionary: $531,701,503
- Non-discretionary: $71,861,273

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,900 | $428,622,935 |
| High net worth individuals | 43 | $103,078,568 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $71,861,273 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 80 total, 69 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MD, MI, MO, MS, MT, NC, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Asheville, NC
- Beaumont, TX
- Caldwell, ID
- Cashmere, WA
- Fombell, PA
- Gainesville, GA
- Georgetown, SC
- Gladstone, NJ
- Grand Junction, CO
- Irvine, CA
- Lake Mary, FL
- Littleton, CO
- Missoula, MT
- Nederland, TX
- San Juan Capistrano, CA
- Spencer, IN
- Springfield, MO
- St Augustine, FL
- St. George, UT

### Websites listed on Form ADV (Item 1.I)
- tuckeram.com
- LinkedIn @tucker-asset-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $205,886,943 | 46 | July 14, 2021 |
| October 2022 | $342,392,924 | 65 | September 6, 2022 |
| October 2023 | $369,449,353 | 75 | September 21, 2023 |
| October 2024 | $476,481,402 | 82 | September 18, 2024 |
| October 2025 | $640,805,363 | 80 | March 26, 2025 |
| October 2026 | $603,562,776 | 80 | September 28, 2026 |

Regulatory assets under management: $205,886,943 in the October 2021 data and $603,562,776 in the October 2026 data, up 193%.
Total employees: 46 in October 2021 and 80 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Added an office in Georgetown, SC.
- No longer lists an office in Damascus, MD.
- No longer lists an office in Rochester, NH.

### May 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 8 (now no: 11.B(1), 11.B(2), 11.D(1), 11.D(2), 11.D(4), 11.D(5), 11.E(2), 11.E(4)).

### April 2026
- Employees performing advisory functions went from 79 to 69.
- Changed its office addresses in Asheville, NC.
- Changed its office addresses in Spencer, IN.
- Added an office in Damascus, MD.
- Added an office in Gainesville, GA.
- Added an office in Irvine, CA.
- Added an office in Rochester, NH.
- Added an office in Springfield, MO.
- Added an office in St Augustine, FL.
- No longer lists an office in Battle Ground, WA.
- No longer lists an office in Cypress, CA.
- No longer lists an office in Donalsonville, GA.
- No longer lists an office in Gibsland, LA.
- No longer lists an office in Las Vegas, NV.
- No longer lists an office in Newport Beach, CA.
- No longer lists an office in Virginia Beach, VA.

### December 2025
- Added the business name Tucker Wealth.
- Added an office in San Juan Capistrano, CA.
- No longer lists an office in Dana Point, CA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tucker Asset Management LLC (CRD 174844): Form ADV filing data as of October 2026.