{
  "crd_number": 174844,
  "slug": "tucker-asset-management-llc-littleton-co-174844",
  "primary_business_name": "TUCKER ASSET MANAGEMENT LLC",
  "legal_name": "TUCKER ASSET MANAGEMENT LLC",
  "dbas": [
    "TUCKER WEALTH"
  ],
  "city": "Littleton",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-01-13",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 603562776.0,
  "raum_discretionary": 531701503.0,
  "raum_non_discretionary": 71861273.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 80,
  "advisory_employees": 69,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 428622935.0,
      "count": 2900
    },
    "pension_profit_sharing": {
      "raum": 71861273.0,
      "count": 17
    },
    "high_net_worth_individuals": {
      "raum": 103078568.0,
      "count": 43
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DE",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MD",
    "MI",
    "MO",
    "MS",
    "MT",
    "NC",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://linkedin.com/company/tucker-asset-management",
    "https://tuckeram.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174844",
  "city_as_filed": "LITTLETON",
  "url": "https://advisorcensus.com/firm/tucker-asset-management-llc-littleton-co-174844",
  "display_name": "Tucker Asset Management LLC",
  "summary": "Tucker Asset Management LLC is an SEC-registered investment advisory firm in Littleton, CO, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. Tucker Asset Management LLC (CRD 174844): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Tucker Asset Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Tucker Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "What does Tucker Asset Management LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 4, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Tucker Asset Management LLC located?",
      "a": "Tucker Asset Management LLC's principal office is in Littleton, CO, according to its Form ADV; the October 2026 filing also lists 19 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Tucker Asset Management LLC registered with the SEC or a state?",
      "a": "Tucker Asset Management LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 174844."
    },
    {
      "q": "How much does Tucker Asset Management LLC manage?",
      "a": "Tucker Asset Management LLC reports $603,562,776 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (88% discretionary)."
    },
    {
      "q": "How have Tucker Asset Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Tucker Asset Management LLC: Regulatory assets under management: $205,886,943 in the October 2021 data and $603,562,776 in the October 2026 data, up 193%. Total employees: 46 in October 2021 and 80 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Tucker Asset Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,900); high net worth individuals (43); pension and profit sharing plans (but not the plan participants or government pension plans) (17)."
    },
    {
      "q": "Which custodians does Tucker Asset Management LLC use?",
      "a": "Tucker Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Tucker Asset Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174844"
    },
    {
      "q": "What changed in Tucker Asset Management LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Added an office in Georgetown, SC. No longer lists an office in Damascus, MD. No longer lists an office in Rochester, NH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 205886943.0,
      "total_employees": 46,
      "filing_date": "2021-07-14"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 342392924.0,
      "total_employees": 65,
      "filing_date": "2022-09-06"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 369449353.0,
      "total_employees": 75,
      "filing_date": "2023-09-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 476481402.0,
      "total_employees": 82,
      "filing_date": "2024-09-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 640805363.0,
      "total_employees": 80,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 603562776.0,
      "total_employees": 80,
      "filing_date": "2026-09-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Added an office in Georgetown, SC.",
        "No longer lists an office in Damascus, MD.",
        "No longer lists an office in Rochester, NH."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Item 11 disclosure answers changed: 0 yes answers, previously 8 (now no: 11.B(1), 11.B(2), 11.D(1), 11.D(2), 11.D(4), 11.D(5), 11.E(2), 11.E(4))."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 79 to 69.",
        "Changed its office addresses in Asheville, NC.",
        "Changed its office addresses in Spencer, IN.",
        "Added an office in Damascus, MD.",
        "Added an office in Gainesville, GA.",
        "Added an office in Irvine, CA.",
        "Added an office in Rochester, NH.",
        "Added an office in Springfield, MO.",
        "Added an office in St Augustine, FL.",
        "No longer lists an office in Battle Ground, WA.",
        "No longer lists an office in Cypress, CA.",
        "No longer lists an office in Donalsonville, GA.",
        "No longer lists an office in Gibsland, LA.",
        "No longer lists an office in Las Vegas, NV.",
        "No longer lists an office in Newport Beach, CA.",
        "No longer lists an office in Virginia Beach, VA."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Added the business name Tucker Wealth.",
        "Added an office in San Juan Capistrano, CA.",
        "No longer lists an office in Dana Point, CA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 4, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "TAM’s annual fees are based upon a percentage of assets under management not to exceed 2.00%."
        ]
      }
    ],
    "quotes": [
      "TAM’s annual fees are based upon a percentage of assets under management not to exceed 2.00%."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/tucker-asset-management-llc-littleton-co-174844.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 2900,
      "fewer_than_5": false,
      "raum": 428622935.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 43,
      "fewer_than_5": false,
      "raum": 103078568.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 17,
      "fewer_than_5": false,
      "raum": 71861273.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/174844",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}