# Tublin - Difusco Advisors Inc.

> Tublin - Difusco Advisors Inc. is an SEC-registered investment advisory firm, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 125801
- Filed as: TUBLIN - DIFUSCO ADVISORS INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125801
- AdvisorCensus page: https://advisorcensus.com/firm/tublin-difusco-advisors-inc-125801

## Quick answers

**How is Tublin - Difusco Advisors Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Tublin - Difusco Advisors Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Tublin - Difusco Advisors Inc. charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.5% a year; $2,000,000 to $3,000,000: 0.4% a year; Above $3,000,000: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Tublin - Difusco Advisors Inc. registered with the SEC or a state?**
Tublin - Difusco Advisors Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 125801.

**How much does Tublin - Difusco Advisors Inc. manage?**
Tublin - Difusco Advisors Inc. reports $131,853,567 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Tublin - Difusco Advisors Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Tublin - Difusco Advisors Inc.: Regulatory assets under management: $87,573,148 in the October 2021 data and $131,853,567 in the October 2026 data, up 51%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tublin - Difusco Advisors Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (96); high net worth individuals (33); corporations or other businesses not listed above (1).

**Does Tublin - Difusco Advisors Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125801

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $2,000,000: 0.5% a year
- $2,000,000 to $3,000,000: 0.4% a year
- Above $3,000,000: 0.3% a year

> TDAI charges an annual advisory fee based on assets under management (“AUM”) under the following fee schedule: AUM up to $1 million in market value ---------------------------------- 1.0% AUM between $1 million and up to $2 million in market value ---- 0.5% AUM between $2 million and up to $3 million in market value ---- 0.4% AUM over $3 million in market value ------------------------------ -- 0.3%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $131,853,567
- Discretionary: $131,853,567
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 96 | $36,532,198 |
| High net worth individuals | 33 | $89,762,400 |
| Corporations or other businesses not listed above | 1 | $5,558,969 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2007 (19 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $87,573,148 | 3 | March 31, 2021 |
| October 2022 | $108,076,737 | 3 | March 28, 2022 |
| October 2023 | $97,461,329 | 3 | March 28, 2023 |
| October 2024 | $108,233,426 | 3 | March 28, 2024 |
| October 2025 | $121,068,534 | 4 | March 28, 2025 |
| October 2026 | $131,853,567 | 3 | March 30, 2026 |

Regulatory assets under management: $87,573,148 in the October 2021 data and $131,853,567 in the October 2026 data, up 51%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tublin - Difusco Advisors Inc. (CRD 125801): Form ADV filing data as of October 2026.