# Tsai Capital Corporation

> Tsai Capital Corporation is an SEC-registered investment advisory firm, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 26, 2026.

- CRD: 137578
- Filed as: TSAI CAPITAL CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: May 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/137578
- AdvisorCensus page: https://advisorcensus.com/firm/tsai-capital-corporation-137578

## Quick answers

**How is Tsai Capital Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Tsai Capital Corporation reports these compensation arrangements: a percentage of assets under its management.

**Is Tsai Capital Corporation registered with the SEC or a state?**
Tsai Capital Corporation is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 137578.

**How much does Tsai Capital Corporation manage?**
Tsai Capital Corporation reports $148,292,324 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary).

**How have Tsai Capital Corporation's assets and staff changed since 2021?**
In the Form ADV data for Tsai Capital Corporation: Regulatory assets under management: $101,544,872 in the October 2021 data and $148,292,324 in the October 2026 data, up 46%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tsai Capital Corporation serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (46); corporations or other businesses not listed above (6).

**Which custodians does Tsai Capital Corporation use?**
Tsai Capital Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC and Stifel, Nicolaus & Company, Incorporated as custodians holding 10% or more of its separately managed account assets.

**Does Tsai Capital Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137578

**Does Tsai Capital Corporation state an account minimum?**
Its Form ADV Part 2A brochure dated May 26, 2026 says: "The minimum account size is $5,000,000, though this minimum may be waived and/or selectively applied at Tsai Capital’s sole discretion.."

**What changed in Tsai Capital Corporation's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 26, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $5,000,000, though this minimum may be waived and/or selectively applied at Tsai Capital’s sole discretion..

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC
- Stifel, Nicolaus & Company, Incorporated

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $148,292,324
- Discretionary: $148,292,324
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,849,567 |
| High net worth individuals | 46 | $126,164,648 |
| Charitable organizations | Fewer than 5 | $119,480 |
| Corporations or other businesses not listed above | 6 | $20,158,629 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2007 (19 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tsaicapital.com
- LinkedIn @tsai-capital-corporation
- LinkedIn @christophertsai
- X @tsaicapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $101,544,872 | 1 | March 26, 2021 |
| October 2022 | $147,045,607 | 1 | March 30, 2022 |
| October 2023 | $71,913,161 | 1 | September 27, 2023 |
| October 2024 | $110,823,493 | 1 | March 27, 2024 |
| October 2025 | $141,248,820 | 1 | March 28, 2025 |
| October 2026 | $148,292,324 | 3 | May 26, 2026 |

Regulatory assets under management: $101,544,872 in the October 2021 data and $148,292,324 in the October 2026 data, up 46%.
Total employees: 1 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 3.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tsai Capital Corporation (CRD 137578): Form ADV filing data as of October 2026.