# TSA Wealth Management

> TSA Wealth Management is an SEC-registered investment advisory firm in Houston, TX, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.

- CRD: 323123
- Filed as: TSA WEALTH MANAGEMENT
- Legal name: TSA Wealth Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323123
- AdvisorCensus page: https://advisorcensus.com/firm/tsa-wealth-management-houston-tx-323123

## Quick answers

**How is TSA Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), TSA Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**Where is TSA Wealth Management located?**
TSA Wealth Management's principal office is in Houston, TX, according to its Form ADV.

**Is TSA Wealth Management registered with the SEC or a state?**
TSA Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323123.

**How much does TSA Wealth Management manage?**
TSA Wealth Management reports $358,837,826 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (100% discretionary).

**How have TSA Wealth Management's assets and staff changed since 2022?**
In the Form ADV data for TSA Wealth Management: Regulatory assets under management: $0 in the October 2022 data and $358,837,826 in the October 2026 data. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does TSA Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (136); high net worth individuals (126).

**Which custodians does TSA Wealth Management use?**
TSA Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does TSA Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323123

**What changed in TSA Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $300,542,390 to $358,837,826 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $358,837,826
- Discretionary: $358,837,826
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 136 | $48,235,091 |
| High net worth individuals | 126 | $302,990,940 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,355,912 |
| Charitable organizations | Fewer than 5 | $2,650,039 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,605,844 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, LA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- swanburg.com
- tsawm.com
- yelp.com/biz/tsa-wealth-management-houston
- Facebook @TSAWEALTH
- LinkedIn @tsa-wealth-management
- YouTube @tsawm

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 3 | September 2, 2022 |
| October 2023 | $242,853,231 | 3 | February 7, 2023 |
| October 2024 | $267,213,159 | 3 | July 2, 2024 |
| October 2025 | $300,542,390 | 3 | March 20, 2025 |
| October 2026 | $358,837,826 | 3 | August 18, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $358,837,826 in the October 2026 data.
Total employees: 3 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $300,542,390 to $358,837,826 (+19%).

### January 2026
- No longer registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TSA Wealth Management (CRD 323123): Form ADV filing data as of October 2026.