{
  "crd_number": 3618,
  "slug": "trubee-wealth-advisors-inc-buffalo-ny-3618",
  "primary_business_name": "TRUBEE WEALTH ADVISORS, INC.",
  "legal_name": "TRUBEE WEALTH ADVISORS, INC.",
  "dbas": [],
  "city": "Buffalo",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "15380",
  "metro": {
    "cbsa_code": "15380",
    "common_name": "Buffalo",
    "msa_name": "Buffalo-Cheektowaga, NY",
    "path": "/advisors/ny/buffalo"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2009-06-11",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-03-17",
  "carried_forward": false,
  "raum_total": 911490610.0,
  "raum_discretionary": 791638107.0,
  "raum_non_discretionary": 119852503.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 17,
  "advisory_employees": 14,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 41438690.0,
      "count": 31
    },
    "individuals": {
      "raum": 206273550.0,
      "count": 520
    },
    "pension_profit_sharing": {
      "raum": 12390452.0,
      "count": 9
    },
    "high_net_worth_individuals": {
      "raum": 628342481.0,
      "count": 166
    },
    "corporations_other_businesses": {
      "raum": 23045437.0,
      "count": 8
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA",
    "FL",
    "GA",
    "IN",
    "MA",
    "MD",
    "NC",
    "NH",
    "NY",
    "PA",
    "TX",
    "VA"
  ],
  "websites": [
    "https://trubeewealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/3618",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "BUFFALO",
  "url": "https://advisorcensus.com/firm/trubee-wealth-advisors-inc-buffalo-ny-3618",
  "display_name": "Trubee Wealth Advisors, Inc.",
  "summary": "Trubee Wealth Advisors, Inc. is an SEC-registered investment advisory firm in Buffalo, NY, registered since 2009, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.",
  "citation": "AdvisorCensus. Trubee Wealth Advisors, Inc. (CRD 3618): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Trubee Wealth Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Trubee Wealth Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Trubee Wealth Advisors, Inc. located?",
      "a": "Trubee Wealth Advisors, Inc.'s principal office is in Buffalo, NY, according to its Form ADV."
    },
    {
      "q": "Is Trubee Wealth Advisors, Inc. registered with the SEC or a state?",
      "a": "Trubee Wealth Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 3618."
    },
    {
      "q": "How much does Trubee Wealth Advisors, Inc. manage?",
      "a": "Trubee Wealth Advisors, Inc. reports $911,490,610 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (87% discretionary)."
    },
    {
      "q": "How have Trubee Wealth Advisors, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Trubee Wealth Advisors, Inc.: Regulatory assets under management: $421,936,883 in the October 2021 data and $911,490,610 in the October 2026 data, up 116%. Total employees: 24 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Trubee Wealth Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (520); high net worth individuals (166); charitable organizations (31)."
    },
    {
      "q": "Which custodians does Trubee Wealth Advisors, Inc. use?",
      "a": "Trubee Wealth Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Trubee Wealth Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/3618"
    },
    {
      "q": "What changed in Trubee Wealth Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 15 to 14. Regulatory assets under management went from $724,206,069 to $911,490,610 (+26%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 421936883.0,
      "total_employees": 24,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 598534126.0,
      "total_employees": 18,
      "filing_date": "2022-03-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 536582979.0,
      "total_employees": 18,
      "filing_date": "2023-09-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 617033980.0,
      "total_employees": 17,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 724206069.0,
      "total_employees": 17,
      "filing_date": "2025-07-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 911490610.0,
      "total_employees": 17,
      "filing_date": "2026-03-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 15 to 14.",
        "Regulatory assets under management went from $724,206,069 to $911,490,610 (+26%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/trubee-wealth-advisors-inc-buffalo-ny-3618.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 520,
      "fewer_than_5": false,
      "raum": 206273550.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 166,
      "fewer_than_5": false,
      "raum": 628342481.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 12390452.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 31,
      "fewer_than_5": false,
      "raum": 41438690.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 8,
      "fewer_than_5": false,
      "raum": 23045437.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/3618",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}