# Trowbridge Capital Partners LLC.

> Trowbridge Capital Partners LLC. is an SEC-registered investment advisory firm, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 297764
- Filed as: TROWBRIDGE CAPITAL PARTNERS LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297764
- AdvisorCensus page: https://advisorcensus.com/firm/trowbridge-capital-partners-llc-297764

## Quick answers

**How is Trowbridge Capital Partners LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Trowbridge Capital Partners LLC. reports these compensation arrangements: a percentage of assets under its management.

**Is Trowbridge Capital Partners LLC. registered with the SEC or a state?**
Trowbridge Capital Partners LLC. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297764.

**How much does Trowbridge Capital Partners LLC. manage?**
Trowbridge Capital Partners LLC. reports $25,824,354 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (61% discretionary).

**How have Trowbridge Capital Partners LLC.'s assets and staff changed since 2021?**
In the Form ADV data for Trowbridge Capital Partners LLC.: Regulatory assets under management: $30,946,346 in the October 2021 data and $25,824,354 in the October 2026 data, down 17%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Trowbridge Capital Partners LLC. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2); other investment advisers (2).

**Which custodians does Trowbridge Capital Partners LLC. use?**
Trowbridge Capital Partners LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does Trowbridge Capital Partners LLC. report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297764

**Does Trowbridge Capital Partners LLC. state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "There is an account minimum of $100,000, which may be waived by Trowbridge in its discretion."

**What changed in Trowbridge Capital Partners LLC.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $38,278,559 to $25,824,354 (-33%). Added an office in Indianapolis, IN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $100,000, which may be waived by Trowbridge in its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $25,824,354
- Discretionary: $15,700,000
- Non-discretionary: $10,124,354

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 2 | $15,700,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 2 | $10,124,354 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN, NY
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297764

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Indianapolis, IN

### Websites listed on Form ADV (Item 1.I)
- trowbridgellc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $30,946,346 | 2 | March 10, 2021 |
| October 2022 | $33,100,000 | 2 | June 17, 2022 |
| October 2023 | $42,300,000 | 2 | March 15, 2023 |
| October 2024 | $39,354,060 | 2 | March 31, 2024 |
| October 2025 | $38,278,559 | 1 | June 23, 2025 |
| October 2026 | $25,824,354 | 1 | March 24, 2026 |

Regulatory assets under management: $30,946,346 in the October 2021 data and $25,824,354 in the October 2026 data, down 17%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $38,278,559 to $25,824,354 (-33%).
- Added an office in Indianapolis, IN.

### January 2026
- No longer registered or notice-filed in IL, MI.

### December 2025
- Registered or notice-filed in IN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Trowbridge Capital Partners LLC. (CRD 297764): Form ADV filing data as of October 2026.