# Troob Capital Management LLC

> Troob Capital Management LLC is an SEC-registered investment advisory firm in Rye Brook, NY, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 28, 2026.

- CRD: 161416
- Filed as: TROOB CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rye Brook, NY
- Filing period: October 2026
- Form ADV filing dated: April 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161416
- AdvisorCensus page: https://advisorcensus.com/firm/troob-capital-management-llc-rye-brook-ny-161416

## Quick answers

**How is Troob Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Troob Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Troob Capital Management LLC located?**
Troob Capital Management LLC's principal office is in Rye Brook, NY, according to its Form ADV.

**Is Troob Capital Management LLC registered with the SEC or a state?**
Troob Capital Management LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161416.

**How much does Troob Capital Management LLC manage?**
Troob Capital Management LLC reports $537,926,523 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (100% discretionary).

**How have Troob Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Troob Capital Management LLC: Regulatory assets under management: $172,429,084 in the October 2021 data and $537,926,523 in the October 2026 data, up 212%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Troob Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5); other (1).

**Which custodians does Troob Capital Management LLC use?**
Troob Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Clearing Corp. and JP Morgan Chase Bank as custodians holding 10% or more of its separately managed account assets.

**Does Troob Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161416

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Clearing Corp.
- JP Morgan Chase Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $537,926,523
- Discretionary: $537,926,523
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $509,494,202 |
| Other | 1 | $28,432,321 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- troobcapital.com
- LinkedIn @TROOB-CAPITAL-MANAGEMENT-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $172,429,084 | 8 | March 29, 2021 |
| October 2022 | $332,620,040 | 8 | April 26, 2022 |
| October 2023 | $341,695,612 | 8 | June 13, 2023 |
| October 2024 | $362,158,715 | 8 | April 25, 2024 |
| October 2025 | $513,057,764 | 8 | April 30, 2025 |
| October 2026 | $537,926,523 | 8 | April 28, 2026 |

Regulatory assets under management: $172,429,084 in the October 2021 data and $537,926,523 in the October 2026 data, up 212%.
Total employees: 8 in October 2021 and 8 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Troob Capital Management LLC (CRD 161416): Form ADV filing data as of October 2026.