# Troika Investment Advisors, LLC

> Troika Investment Advisors, LLC is a state-registered investment advisory firm in Hampton, CT, registered since 2000, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 127086
- Filed as: TROIKA INVESTMENT ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Hampton, CT
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/127086
- AdvisorCensus page: https://advisorcensus.com/firm/troika-investment-advisors-llc-hampton-ct-127086

## Quick answers

**How is Troika Investment Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Troika Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Troika Investment Advisors, LLC located?**
Troika Investment Advisors, LLC's principal office is in Hampton, CT, according to its Form ADV.

**Is Troika Investment Advisors, LLC registered with the SEC or a state?**
Troika Investment Advisors, LLC is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 127086.

**How much does Troika Investment Advisors, LLC manage?**
Troika Investment Advisors, LLC reports $12,869,893 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Troika Investment Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12).

**Does Troika Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127086

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $12,869,893
- Discretionary: $12,869,893
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $4,312,936 |
| High net worth individuals | Fewer than 5 | $6,675,253 |
| Charitable organizations | Fewer than 5 | $1,881,704 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2000 (26 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Troika Investment Advisors, LLC (CRD 127086): Form ADV filing data as of October 2026.