# Triumph Capital Management

> Triumph Capital Management is an SEC-registered investment advisory firm in Denver, CO, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 282814
- Filed as: TRIUMPH CAPITAL MANAGEMENT
- Also doing business as: TRIUMPH CAPITAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282814
- AdvisorCensus page: https://advisorcensus.com/firm/triumph-capital-management-denver-co-282814

## Quick answers

**How is Triumph Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Triumph Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Triumph Capital Management charge?**
Its Form ADV Part 2A brochure dated March 6, 2026 states: Flat fee: $100 to $10,000 (planning or consulting project). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Triumph Capital Management located?**
Triumph Capital Management's principal office is in Denver, CO, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Triumph Capital Management registered with the SEC or a state?**
Triumph Capital Management is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 282814.

**How much does Triumph Capital Management manage?**
Triumph Capital Management reports $645,574,582 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).

**How have Triumph Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Triumph Capital Management: Regulatory assets under management: $372,911,856 in the October 2021 data and $645,574,582 in the October 2026 data, up 73%. Total employees: 15 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Triumph Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,815); high net worth individuals (378); pension and profit sharing plans (but not the plan participants or government pension plans) (27).

**Does Triumph Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282814

**What changed in Triumph Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 16 to 17. Regulatory assets under management went from $529,969,949 to $645,574,582 (+22%). Registered or notice-filed in IA, SC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Flat fee: $100 to $10,000 (planning or consulting project)

> Under a fixed-fee arrangement, the fee will be agreed upon in advance of services being performed. Fees generally range from $100 to $10,000 and may vary depending on the extent and complexity of the planning or consulting project.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $645,574,582
- Discretionary: $645,574,582
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,815 | $223,429,844 |
| High net worth individuals | 378 | $393,604,117 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 27 | $22,585,502 |
| Charitable organizations | Fewer than 5 | $2,270,211 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 19 | $3,684,908 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 18 total, 17 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, KS, KY, MI, MO, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Incline Village, NV
- Louisville, CO

### Websites listed on Form ADV (Item 1.I)
- gotostage.com/channel/bcff543de66d4168a9b1a0e29c79e752
- triumphcapitalmanagement.com
- Facebook @triumphcapitalmanagement
- LinkedIn @triumph-capital-llc
- X @triumph_info
- YouTube @UCKC2QdvgprAFAVASQM40INw

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $372,911,856 | 15 | September 24, 2021 |
| October 2022 | $411,903,849 | 16 | March 15, 2022 |
| October 2023 | $376,042,022 | 17 | September 25, 2023 |
| October 2024 | $421,132,382 | 18 | March 21, 2024 |
| October 2025 | $483,448,443 | 18 | April 1, 2025 |
| October 2026 | $645,574,582 | 18 | March 6, 2026 |

Regulatory assets under management: $372,911,856 in the October 2021 data and $645,574,582 in the October 2026 data, up 73%.
Total employees: 15 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 16 to 17.
- Regulatory assets under management went from $529,969,949 to $645,574,582 (+22%).
- Registered or notice-filed in IA, SC.

### December 2025
- Employees performing advisory functions went from 18 to 16.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Triumph Capital Management (CRD 282814): Form ADV filing data as of October 2026.