{
  "crd_number": 309294,
  "slug": "triton-financial-group-inc-oklahoma-city-ok-309294",
  "primary_business_name": "TRITON FINANCIAL GROUP, INC",
  "legal_name": "TRITON FINANCIAL GROUP, INC",
  "dbas": [],
  "city": "Oklahoma City",
  "state": "OK",
  "country": "United States",
  "cbsa_code": "36420",
  "metro": {
    "cbsa_code": "36420",
    "common_name": "Oklahoma City",
    "msa_name": "Oklahoma City, OK",
    "path": "/advisors/ok/oklahoma-city"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-10-19",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 258729081.0,
  "raum_discretionary": 258729081.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1225254.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 36322923.0,
      "count": 198
    },
    "pension_profit_sharing": {
      "raum": 64112327.0,
      "count": 55
    },
    "high_net_worth_individuals": {
      "raum": 145638775.0,
      "count": 48
    },
    "corporations_other_businesses": {
      "raum": 11429802.0,
      "count": 10
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "LA",
    "OK",
    "TX"
  ],
  "websites": [
    "https://capfinancial.com",
    "https://ctfg.co",
    "https://facebook.com/CapstoneTriton",
    "https://linkedin.com/company/tritonfingroup",
    "https://tritonfingroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309294",
  "city_as_filed": "OKLAHOMA CITY",
  "url": "https://advisorcensus.com/firm/triton-financial-group-inc-oklahoma-city-ok-309294",
  "display_name": "Triton Financial Group, Inc",
  "summary": "Triton Financial Group, Inc is an SEC-registered investment advisory firm in Oklahoma City, OK, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. Triton Financial Group, Inc (CRD 309294): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Triton Financial Group, Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Triton Financial Group, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Triton Financial Group, Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it); Hourly rate: $250 an hour (Financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Triton Financial Group, Inc located?",
      "a": "Triton Financial Group, Inc's principal office is in Oklahoma City, OK, according to its Form ADV."
    },
    {
      "q": "Is Triton Financial Group, Inc registered with the SEC or a state?",
      "a": "Triton Financial Group, Inc is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309294."
    },
    {
      "q": "How much does Triton Financial Group, Inc manage?",
      "a": "Triton Financial Group, Inc reports $258,729,081 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Triton Financial Group, Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Triton Financial Group, Inc: Regulatory assets under management: $234,273,375 in the October 2021 data and $258,729,081 in the October 2026 data, up 10%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Triton Financial Group, Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (198); pension and profit sharing plans (but not the plan participants or government pension plans) (55); high net worth individuals (48)."
    },
    {
      "q": "Which custodians does Triton Financial Group, Inc use?",
      "a": "Triton Financial Group, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Triton Financial Group, Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309294"
    },
    {
      "q": "Does Triton Financial Group, Inc state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 says: \"TFG generally does not impose a minimum relationship size.\""
    },
    {
      "q": "What changed in Triton Financial Group, Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $292,964,881 to $258,729,081 (-12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 234273375.0,
      "total_employees": 6,
      "filing_date": "2021-07-13"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 274853195.0,
      "total_employees": 10,
      "filing_date": "2022-09-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 277844408.0,
      "total_employees": 10,
      "filing_date": "2023-07-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 282644038.0,
      "total_employees": 9,
      "filing_date": "2024-08-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 292964881.0,
      "total_employees": 5,
      "filing_date": "2025-05-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 258729081.0,
      "total_employees": 5,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $292,964,881 to $258,729,081 (-12%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 an hour (Financial planning services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Investment advisory fees range from 0.25% to 1.50% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "TFG generally does not impose a minimum relationship size."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (Financial planning services)"
        ],
        "quotes": [
          "TFG offers financial planning services either on an hourly basis or for a fixed fee. Hourly fees range up to $250. Fixed fees range up to $2,500."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.25,
        1.5
      ],
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Financial planning services"
        }
      ]
    },
    "quotes": [
      "Investment advisory fees range from 0.25% to 1.50% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.",
      "TFG generally does not impose a minimum relationship size.",
      "TFG offers financial planning services either on an hourly basis or for a fixed fee. Hourly fees range up to $250. Fixed fees range up to $2,500."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/triton-financial-group-inc-oklahoma-city-ok-309294.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 198,
      "fewer_than_5": false,
      "raum": 36322923.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 48,
      "fewer_than_5": false,
      "raum": 145638775.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 55,
      "fewer_than_5": false,
      "raum": 64112327.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 1225254.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 10,
      "fewer_than_5": false,
      "raum": 11429802.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309294",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}