# Tripacific Capital Advisors, LLC

> Tripacific Capital Advisors, LLC is an SEC-registered investment advisory firm in Irvine, CA, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 28, 2024.

- CRD: 142121
- Filed as: TRIPACIFIC CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: March 28, 2024
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142121
- AdvisorCensus page: https://advisorcensus.com/firm/tripacific-capital-advisors-llc-irvine-ca-142121

## Quick answers

**How is Tripacific Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tripacific Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Tripacific Capital Advisors, LLC located?**
Tripacific Capital Advisors, LLC's principal office is in Irvine, CA, according to its Form ADV.

**Is Tripacific Capital Advisors, LLC registered with the SEC or a state?**
Tripacific Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 142121.

**How much does Tripacific Capital Advisors, LLC manage?**
Tripacific Capital Advisors, LLC reports $12,298,908 in regulatory assets under management in its Form ADV filing dated March 28, 2024 (100% discretionary).

**How have Tripacific Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Tripacific Capital Advisors, LLC: Regulatory assets under management: $145,813,000 in the October 2021 data and $12,298,908 in the October 2026 data, down 92%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tripacific Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (1).

**Does Tripacific Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142121

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $12,298,908
- Discretionary: $12,298,908
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 1 | $12,298,908 |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (19 years)
- Employees: 10 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tripacificllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $145,813,000 | 10 | March 30, 2021 |
| October 2022 | $48,613,000 | 10 | March 30, 2022 |
| October 2023 | $31,366,000 | 10 | March 30, 2023 |
| October 2024 | $12,298,908 | 10 | March 28, 2024 |
| October 2025 | $12,298,908 | 10 | March 28, 2024 |
| October 2026 | $12,298,908 | 10 | March 28, 2024 |

Regulatory assets under management: $145,813,000 in the October 2021 data and $12,298,908 in the October 2026 data, down 92%.
Total employees: 10 in October 2021 and 10 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tripacific Capital Advisors, LLC (CRD 142121): Form ADV filing data as of October 2026.