# Trio Wealth Management, LLC

> Trio Wealth Management, LLC is an SEC-registered investment advisory firm in Great Falls, VA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 328042
- Filed as: TRIO WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Great Falls, VA
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328042
- AdvisorCensus page: https://advisorcensus.com/firm/trio-wealth-management-llc-great-falls-va-328042

## Quick answers

**How is Trio Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Trio Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Trio Wealth Management, LLC located?**
Trio Wealth Management, LLC's principal office is in Great Falls, VA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Trio Wealth Management, LLC registered with the SEC or a state?**
Trio Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 328042.

**How much does Trio Wealth Management, LLC manage?**
Trio Wealth Management, LLC reports $133,979,243 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**What types of clients does Trio Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (49); individuals (other than high net worth individuals) (37); charitable organizations (1).

**Which custodians does Trio Wealth Management, LLC use?**
Trio Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Trio Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328042

**Does Trio Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "Our minimum account size requirement is $500,000 to open or maintain an account under our management. TWM may reduce or waive the minimum account size requirement on a case-by-case basis."

**What changed in Trio Wealth Management, LLC's recent Form ADV filings?**
In the October 2026 filing data: Added an office in Miami, FL. Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our minimum account size requirement is $500,000 to open or maintain an account under our management. TWM may reduce or waive the minimum account size requirement on a case-by-case basis.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $133,979,243
- Discretionary: $133,979,243
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $7,448,913 |
| High net worth individuals | 49 | $125,892,598 |
| Charitable organizations | 1 | $637,732 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Miami, FL

### Websites listed on Form ADV (Item 1.I)
- triowm.com
- LinkedIn @trio-wealth-management-llc

## Changes in the filing (last 12 months)

### October 2026
- Added an office in Miami, FL.
- Registered or notice-filed in FL.

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $101,428,899 to $133,979,243 (+32%).
- Registered or notice-filed in CA, NC.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Trio Wealth Management, LLC (CRD 328042): Form ADV filing data as of October 2026.