{ "crd_number": 169216, "slug": "trinity-wealth-management-llc-berwyn-pa-169216", "primary_business_name": "TRINITY WEALTH MANAGEMENT, LLC", "legal_name": "TRINITY WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Berwyn", "state": "PA", "country": "United States", "cbsa_code": "37980", "metro": { "cbsa_code": "37980", "common_name": "Philadelphia", "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD", "path": "/advisors/pa/philadelphia" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-09-25", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-05", "carried_forward": false, "raum_total": 399170742.0, "raum_discretionary": 379801148.0, "raum_non_discretionary": 19369594.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 7, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 46090659.0, "count": 106 }, "pension_profit_sharing": { "raum": 89613189.0, "count": 20 }, "high_net_worth_individuals": { "raum": 263466894.0, "count": 114 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "LA", "NJ", "PA", "TX" ], "websites": [ "https://facebook.com/trinitywealthmgmt", "https://linkedin.com/company/trinity-wealth-management-llc---pa", "https://linkedin.com/in/j-charles-mann-cfp%C2%AE-crpc%C2%AE-4956638", "https://linkedin.com/in/justin-wentz-cfp%C2%AE-aif%C2%AE-crpc%C2%AE-b06193a8", "https://linkedin.com/in/kelly-catania-cfp%C2%AE-aa0255115", "https://linkedin.com/in/marjorie-wentz", "https://trinity-wealth.com", "https://twitter.com/trinity_wealth", "https://youtube.com/channel/UCnEa6AMvbYcsndBkxfgjuZw" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169216", "city_as_filed": "BERWYN", "url": "https://advisorcensus.com/firm/trinity-wealth-management-llc-berwyn-pa-169216", "display_name": "Trinity Wealth Management, LLC", "summary": "Trinity Wealth Management, LLC is an SEC-registered investment advisory firm in Berwyn, PA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.", "citation": "AdvisorCensus. Trinity Wealth Management, LLC (CRD 169216): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services" ], "quick_answers": [ { "q": "How is Trinity Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Trinity Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Trinity Wealth Management, LLC located?", "a": "Trinity Wealth Management, LLC's principal office is in Berwyn, PA, according to its Form ADV." }, { "q": "Is Trinity Wealth Management, LLC registered with the SEC or a state?", "a": "Trinity Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 169216." }, { "q": "How much does Trinity Wealth Management, LLC manage?", "a": "Trinity Wealth Management, LLC reports $399,170,742 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (95% discretionary)." }, { "q": "How have Trinity Wealth Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Trinity Wealth Management, LLC: Regulatory assets under management: $164,294,383 in the October 2021 data and $399,170,742 in the October 2026 data, up 143%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Trinity Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (114); individuals (other than high net worth individuals) (106); pension and profit sharing plans (but not the plan participants or government pension plans) (20)." }, { "q": "Which custodians does Trinity Wealth Management, LLC use?", "a": "Trinity Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Trinity Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169216" }, { "q": "What changed in Trinity Wealth Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $304,363,692 to $399,170,742 (+31%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 164294383.0, "total_employees": 6, "filing_date": "2021-04-01" }, { "period": "2022-10-01", "regulatory_assets_under_management": 202796029.0, "total_employees": 6, "filing_date": "2022-05-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": 204354385.0, "total_employees": 6, "filing_date": "2023-02-23" }, { "period": "2024-10-01", "regulatory_assets_under_management": 247834518.0, "total_employees": 6, "filing_date": "2024-02-12" }, { "period": "2025-10-01", "regulatory_assets_under_management": 304363692.0, "total_employees": 7, "filing_date": "2025-02-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 399170742.0, "total_employees": 7, "filing_date": "2026-03-05" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $304,363,692 to $399,170,742 (+31%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/trinity-wealth-management-llc-berwyn-pa-169216.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 106, "fewer_than_5": false, "raum": 46090659.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 114, "fewer_than_5": false, "raum": 263466894.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 20, "fewer_than_5": false, "raum": 89613189.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169216", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }